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Activist & passive stakes

Investors crossing the 5% ownership line, from SEC Schedule 13D (activist) and 13G (passive) filings. Newest first.

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Filing
NewAmendmentsAll
Stake type
ActivistPassive
Min % owned
≥10%≥20%
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New filings only, amendments hidden. Show all filings →1–2 of 2
  • PassiveNew
    Nov 13, 2026
    XAI CLO & Income Opportunities Fund
    Wells Fargo & Company
    43.6% · 826,345 shSEC
  • PassiveNew
    Nov 5, 2026
    EQS · Equus Total Return, Inc.
    Anthony Prestigiacomo
    12.53% · 2,000,000 shSEC