Activist & passive stakes
Investors crossing the 5% ownership line, from SEC Schedule 13D (activist) and 13G (passive) filings. Newest first.
Showing the last 10 days.Sign up free for 90 days
Amendments only.51–100 of 108
- PassiveAmendment 4Nov 2, 2026JPMorgan Chase Bank, National Association24.5% · 990 shSEC
- PassiveAmendment 1Below 5%Nov 2, 2026TB Alternative Assets Ltd4.23% · 83,353,200 shSEC
- PassiveAmendment 1Nov 2, 2026Fasturn Overseas Limited5.61% · 110,581,200 shSEC
- PassiveAmendment 27Oct 30, 2026Alan Trefler47.8% · 79,095,963 shSEC
- PassiveAmendment 6Oct 30, 2026Bovopoulos Andreas6.9% · 6,930,412 shSEC
- ActivistAmendment 8Oct 30, 2026Karpus Management, Inc.38.82% · 9,052,797 shSEC
- PassiveAmendment 3Oct 30, 2026Raymond James & Associates7% · 605,807 shSEC
- PassiveAmendment 1Below 5%Oct 30, 2026Vanguard Portfolio Management4.93% · 3,458,759 shSEC
- PassiveAmendment 1Below 5%Oct 30, 2026Raymond James & Associates0% · 109,778 shSEC
- PassiveAmendment 1Below 5%Oct 30, 2026Vanguard Portfolio Management4.9% · 7,818,862 shSEC
- PassiveAmendment 1Oct 30, 2026Vanguard Portfolio Management6.22% · 9,911,206 shSEC
- PassiveAmendment 1Below 5%Oct 30, 2026Vanguard Portfolio Management4.74% · 2,642,655 shSEC
- PassiveAmendment 1Below 5%Oct 30, 2026Vanguard Portfolio Management4.84% · 6,830,969 shSEC
- PassiveAmendment 4Oct 30, 2026Raymond James & Associates11% · 2,580,734 shSEC
- PassiveAmendment 1Below 5%Oct 30, 2026Vanguard Capital Management4.83% · 4,382,030 shSEC
- PassiveAmendment 1Below 5%Oct 30, 2026Vanguard Capital Management4.82% · 3,330,213 shSEC
- PassiveAmendment 1Below 5%Oct 30, 2026Vanguard Capital Management4.97% · 417,925 shSEC
- PassiveAmendment 2Below 5%Oct 30, 2026Vanguard Capital Management4.97% · 737,613 shSEC
- PassiveAmendment 1Below 5%Oct 30, 2026Vanguard Capital Management4.94% · 28,809,741 shSEC
- PassiveAmendment 1Below 5%Oct 30, 2026Vanguard Capital Management4.92% · 2,255,384 shSEC
- PassiveAmendment 1Oct 30, 2026Vanguard Capital Management6.35% · 725,379 shSEC
- PassiveAmendment 1Below 5%Oct 30, 2026First Trust Portfolios L.P.4.24% · 1,535,624 shSEC
- PassiveAmendment 1Below 5%Oct 30, 2026First Trust Portfolios L.P.4% · 607,135 shSEC
- PassiveAmendment 12Oct 29, 2026Corley Thomas John19.5% · 1,051,800 shSEC
- PassiveAmendment 1Below 5%Oct 29, 2026Principal Global Investors4.9% · 1,500,897 shSEC
- PassiveAmendment 6Below 5%Oct 29, 2026Principal Global Investors, Llc2.8% · 13,054,426 shSEC
- PassiveAmendment 2Oct 29, 2026Royce & Associates Lp6.55% · 1,244,479 shSEC
- PassiveAmendment 3Below 5%Oct 29, 2026Royce & Associates Lp3.91% · 719,648 shSEC
- PassiveAmendment 18Below 5%Oct 29, 2026Royce & Associates Lp0.848% · 700,750 shSEC
- ActivistAmendment 3Below 5%Oct 29, 2026TB Alternative Assets Ltd.0% · 0 shSEC
- ActivistAmendment 3Oct 29, 2026Auto Services Company, Inc.8.7% · 756,317 shSEC
- ActivistAmendment 4Below 5%Oct 28, 2026Vivek Ramaswamy4.6% · 5,693,897 shSEC
- PassiveAmendment 5Oct 28, 2026Mink Brook Capital GP LLC9.9% · 898,105 shSEC
- PassiveAmendment 1Oct 28, 2026PennantPark Enhanced Income FundThomas J. Herzfeld Advisors, Inc.6.45% · 51,335 shSEC
- PassiveAmendment 3Oct 28, 2026M3 Funds, LLC9.83% · 4,690,176 shSEC
- PassiveAmendment 1Below 5%Oct 28, 2026Jennison Associates LLC0% · 0 shSEC
- PassiveAmendment 1Oct 28, 2026Jennison Associates LLC7.7% · 1,101,652 shSEC
- PassiveAmendment 5Oct 28, 2026Jennison Associates LLC8.8% · 3,580,467 shSEC
- PassiveAmendment 1Oct 28, 2026Franklin Templeton, Inc.5.6% · 2,547,004 shSEC
- PassiveAmendment 1Below 5%Oct 28, 2026Ophir Asset Management Pty Ltd0% · 0 shSEC
- ActivistAmendment 2Oct 28, 2026Fung & Tun Limited32.3% · 1,130,500 shSEC
- ActivistAmendment 4Oct 27, 2026Pappas James C10.3% · 1,944,276 shSEC
- PassiveAmendment 5Oct 27, 2026Ascent Partners Fund LLC9.99% · 316,600 shSEC
- PassiveAmendment 1Oct 27, 2026Ascent Partners Fund LLC9.99% · 636,262 shSEC
- PassiveAmendment 2Below 5%Oct 27, 2026Ascent Partners Fund LLC9.9% · 163,982 shSEC
- PassiveAmendment 17Oct 27, 2026BlackRock, Inc.15.1% · 10,928,736 shSEC
- PassiveAmendment 20Oct 27, 2026BlackRock, Inc.12.8% · 2,249,991 shSEC
- PassiveAmendment 1Oct 27, 2026BlackRock, Inc.6.2% · 34,857,826 shSEC
- PassiveAmendment 2Oct 27, 2026BlackRock, Inc.9.2% · 38,244,089 shSEC
- PassiveAmendment 6Oct 27, 2026BlackRock, Inc.12.4% · 6,665,545 shSEC
| Filing | Symbol | Holder | % Owned | Shares | Filed | SEC filing |
|---|---|---|---|---|---|---|
PassiveAmendment 4 | NMCO | JPMorgan Chase Bank, National Association in Nuveen Municipal Credit Opportunities Fund | 24.5% | 990 | Nov 2, 2026 | SEC |
PassiveAmendment 1Below 5% | YJ | TB Alternative Assets Ltd in Yunji Inc. | 4.23% | 83,353,200 | Nov 2, 2026 | SEC |
PassiveAmendment 1 | YJ | Fasturn Overseas Limited in Yunji Inc. | 5.61% | 110,581,200 | Nov 2, 2026 | SEC |
PassiveAmendment 27 | PEGA | Alan Trefler in Pegasystems Inc. | 47.8% | 79,095,963 | Oct 30, 2026 | SEC |
PassiveAmendment 6 | COSM | Bovopoulos Andreas in Cosmos Health Inc. | 6.9% | 6,930,412 | Oct 30, 2026 | SEC |
ActivistAmendment 8 | WIA | Karpus Management, Inc. in Western Asset Inflation-Linked Income Fund | 38.82% | 9,052,797 | Oct 30, 2026 | SEC |
PassiveAmendment 3 | PPIH | Raymond James & Associates in Perma-Pipe International Holdings, Inc. | 7% | 605,807 | Oct 30, 2026 | SEC |
PassiveAmendment 1Below 5% | JKHY | Vanguard Portfolio Management in Jack Henry & Associates Inc | 4.93% | 3,458,759 | Oct 30, 2026 | SEC |
PassiveAmendment 1Below 5% | IAE | Raymond James & Associates in Voya Asia Pacific High Dividend Equity Income Fund | 0% | 109,778 | Oct 30, 2026 | SEC |
PassiveAmendment 1Below 5% | ASAN | Vanguard Portfolio Management in Asana Inc | 4.9% | 7,818,862 | Oct 30, 2026 | SEC |
PassiveAmendment 1 | FSLY | Vanguard Portfolio Management in Fastly Inc | 6.22% | 9,911,206 | Oct 30, 2026 | SEC |
PassiveAmendment 1Below 5% | ASTH | Vanguard Portfolio Management in Astrana Health Inc | 4.74% | 2,642,655 | Oct 30, 2026 | SEC |
PassiveAmendment 1Below 5% | HAS | Vanguard Portfolio Management in Hasbro Inc | 4.84% | 6,830,969 | Oct 30, 2026 | SEC |
PassiveAmendment 4 | HGLB | Raymond James & Associates in Highland Global Allocation Fund | 11% | 2,580,734 | Oct 30, 2026 | SEC |
PassiveAmendment 1Below 5% | VSTM | Vanguard Capital Management in Verastem Inc | 4.83% | 4,382,030 | Oct 30, 2026 | SEC |
PassiveAmendment 1Below 5% | OSUR | Vanguard Capital Management in OraSure Technologies Inc | 4.82% | 3,330,213 | Oct 30, 2026 | SEC |
PassiveAmendment 1Below 5% | SDHC | Vanguard Capital Management in Smith Douglas Homes Corp | 4.97% | 417,925 | Oct 30, 2026 | SEC |
PassiveAmendment 2Below 5% | NLOP | Vanguard Capital Management in NET Lease Office Properties | 4.97% | 737,613 | Oct 30, 2026 | SEC |
PassiveAmendment 1Below 5% | ONDS | Vanguard Capital Management in Ondas Inc | 4.94% | 28,809,741 | Oct 30, 2026 | SEC |
PassiveAmendment 1Below 5% | ASH | Vanguard Capital Management in Ashland Inc | 4.92% | 2,255,384 | Oct 30, 2026 | SEC |
PassiveAmendment 1 | ASPS | Vanguard Capital Management in Altisource Portfolio Solutions SA | 6.35% | 725,379 | Oct 30, 2026 | SEC |
PassiveAmendment 1Below 5% | JRI | First Trust Portfolios L.P. in Nuveen Real Asset Income and Growth Fund | 4.24% | 1,535,624 | Oct 30, 2026 | SEC |
PassiveAmendment 1Below 5% | IDE | First Trust Portfolios L.P. in Voya Infrastructure, Industrials and Materials Fund | 4% | 607,135 | Oct 30, 2026 | SEC |
PassiveAmendment 12 | SOBR | Corley Thomas John in SOBR Safe, Inc. | 19.5% | 1,051,800 | Oct 29, 2026 | SEC |
PassiveAmendment 1Below 5% | CSTL | Principal Global Investors in Castle Biosciences Inc | 4.9% | 1,500,897 | Oct 29, 2026 | SEC |
PassiveAmendment 6Below 5% | BIPH | Principal Global Investors, Llc in Brookfield Infrastructure Partners L.P. | 2.8% | 13,054,426 | Oct 29, 2026 | SEC |
PassiveAmendment 2 | WPRT | Royce & Associates Lp in Aetherion Technoligies Inc. | 6.55% | 1,244,479 | Oct 29, 2026 | SEC |
PassiveAmendment 3Below 5% | ANDG | Royce & Associates Lp in Andersen Group Inc | 3.91% | 719,648 | Oct 29, 2026 | SEC |
PassiveAmendment 18Below 5% | NNBR | Royce & Associates Lp in NN, Inc. | 0.848% | 700,750 | Oct 29, 2026 | SEC |
ActivistAmendment 3Below 5% | RAASY | TB Alternative Assets Ltd. in Cloopen Group Holding Limited | 0% | 0 | Oct 29, 2026 | SEC |
ActivistAmendment 3 | BSET | Auto Services Company, Inc. in Bassett Furniture Industries Inc | 8.7% | 756,317 | Oct 29, 2026 | SEC |
ActivistAmendment 4Below 5% | ASST | Vivek Ramaswamy in Strive, Inc. | 4.6% | 5,693,897 | Oct 28, 2026 | SEC |
PassiveAmendment 5 | ACNT | Mink Brook Capital GP LLC in Ascent Industries Co. | 9.9% | 898,105 | Oct 28, 2026 | SEC |
PassiveAmendment 1 | — | Thomas J. Herzfeld Advisors, Inc. in PennantPark Enhanced Income Fund | 6.45% | 51,335 | Oct 28, 2026 | SEC |
PassiveAmendment 3 | ASLE | M3 Funds, LLC in AerSale Corp. | 9.83% | 4,690,176 | Oct 28, 2026 | SEC |
PassiveAmendment 1Below 5% | TREE | Jennison Associates LLC in Lendingtree Inc | 0% | 0 | Oct 28, 2026 | SEC |
PassiveAmendment 1 | PVLA | Jennison Associates LLC in Palvella Therapeutics Inc | 7.7% | 1,101,652 | Oct 28, 2026 | SEC |
PassiveAmendment 5 | HFWA | Jennison Associates LLC in Heritage Financial Corp | 8.8% | 3,580,467 | Oct 28, 2026 | SEC |
PassiveAmendment 1 | ASH | Franklin Templeton, Inc. in Ashland Inc. | 5.6% | 2,547,004 | Oct 28, 2026 | SEC |
PassiveAmendment 1Below 5% | CDNL | Ophir Asset Management Pty Ltd in Cardinal Infrastructure Group Inc. | 0% | 0 | Oct 28, 2026 | SEC |
ActivistAmendment 2 | MSGY | Fung & Tun Limited in Masonglory Ltd | 32.3% | 1,130,500 | Oct 28, 2026 | SEC |
ActivistAmendment 4 | RRGB | Pappas James C in Red Robin Gourmet Burgers Inc | 10.3% | 1,944,276 | Oct 27, 2026 | SEC |
PassiveAmendment 5 | PFSA | Ascent Partners Fund LLC in Profusa, Inc. | 9.99% | 316,600 | Oct 27, 2026 | SEC |
PassiveAmendment 1 | CNTM | Ascent Partners Fund LLC in ConnectM Technology Solutions, Inc. | 9.99% | 636,262 | Oct 27, 2026 | SEC |
PassiveAmendment 2Below 5% | CDT | Ascent Partners Fund LLC in CDT Equity Inc. | 9.9% | 163,982 | Oct 27, 2026 | SEC |
PassiveAmendment 17 | SWX | BlackRock, Inc. in Southwest Gas Holdings Inc | 15.1% | 10,928,736 | Oct 27, 2026 | SEC |
PassiveAmendment 20 | SCHL | BlackRock, Inc. in Scholastic Corp | 12.8% | 2,249,991 | Oct 27, 2026 | SEC |
PassiveAmendment 1 | NDAQ | BlackRock, Inc. in Nasdaq, Inc. | 6.2% | 34,857,826 | Oct 27, 2026 | SEC |
PassiveAmendment 2 | FLG | BlackRock, Inc. in Flagstar Bank, National Association | 9.2% | 38,244,089 | Oct 27, 2026 | SEC |
PassiveAmendment 6 | EGP | BlackRock, Inc. in Eastgroup Properties Inc | 12.4% | 6,665,545 | Oct 27, 2026 | SEC |