Activist & passive stakes
Investors crossing the 5% ownership line, from SEC Schedule 13D (activist) and 13G (passive) filings. Newest first.
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All filings, new and amended.1–22 of 22
- ActivistAmendment 6Nov 12, 2026Juniper Investment Company, LLC13.4% · 5,481,846 shSEC
- PassiveAmendment 9Nov 12, 2026Kayne Anderson Rudnick Investment Management, LLC5.2% · 2,690,130 shSEC
- PassiveAmendment 3Nov 12, 20263i, LP9.9% · 383,447 shSEC
- PassiveNewNov 12, 2026Life Cycle Investment Partners Ltd8.1% · 4,191,077 shSEC
- PassiveNewNov 12, 2026Lighthouse Investment Partners, LLC5.66% · 1,454,269 shSEC
- PassiveAmendment 1Below 5%Nov 12, 2026Qatar Investment Authority3.5% · 9,184,404 shSEC
- PassiveAmendment 5Below 5%Nov 10, 2026Invesco Ltd.0% · 30,562 shSEC
- ActivistAmendment 40Nov 10, 2026Thomas J. Herzfeld, et al.38.16% · 733,098 shSEC
- PassiveAmendment 4Nov 10, 2026Thomas A. Satterfield, Jr.9.9% · 1,539,134 shSEC
- PassiveAmendment 4Nov 10, 2026Thomas A. Satterfield, Jr.8.8% · 616,565 shSEC
- PassiveAmendment 1Below 5%Nov 10, 2026Thomas A. Satterfield, Jr.4.8% · 33,470 shSEC
- PassiveAmendment 3Nov 10, 2026Thomas A. Satterfield, Jr.9.9% · 5,434,150 shSEC
- ActivistAmendment 3Nov 9, 2026Thoma Bravo UGP, LLC28.3% · 50,090,643 shSEC
- PassiveNewNov 9, 2026Qatar Investment Authority5.8% · 2,804,360 shSEC
- ActivistAmendment 5Nov 7, 2026Anthony Pompliano20% · 15,101,020 shSEC
- ActivistAmendment 1Nov 6, 2026Thomas F. Frist, Jr.33.8% · 70,536,810 shSEC
- PassiveAmendment 2Below 5%Nov 6, 2026Gv 2021, L.P.1.8% · 571,907 shSEC
- PassiveNewNov 6, 2026Thomas Maier9.2% · 4,699,188 shSEC
- PassiveNewNov 5, 2026Anthony Prestigiacomo12.53% · 2,000,000 shSEC
- ActivistAmendment 2Nov 4, 2026Ligand Pharmaceuticals Incorporated49.9% · 5,189,177 shSEC
- ActivistAmendment 8Nov 3, 2026Thomas C. Priore56.4% · 46,600,996 shSEC
- PassiveNewNov 3, 2026Qatar Investment Authority6.7% · 1,933,330 shSEC
| Filing | Symbol | Holder | % Owned | Shares | Filed | SEC filing |
|---|---|---|---|---|---|---|
ActivistAmendment 6 | OFIX | Juniper Investment Company, LLC in Orthofix Medical Inc. | 13.4% | 5,481,846 | Nov 12, 2026 | SEC |
PassiveAmendment 9 | THO | Kayne Anderson Rudnick Investment Management, LLC in Thor Inds Inc | 5.2% | 2,690,130 | Nov 12, 2026 | SEC |
PassiveAmendment 3 | PTHS | 3i, LP in Pelthos Therapeutics Inc. | 9.9% | 383,447 | Nov 12, 2026 | SEC |
PassiveNew | THO | Life Cycle Investment Partners Ltd in Thor Industries Inc | 8.1% | 4,191,077 | Nov 12, 2026 | SEC |
PassiveNew | GIX | Lighthouse Investment Partners, LLC in GigCapital9 Corp. | 5.66% | 1,454,269 | Nov 12, 2026 | SEC |
PassiveAmendment 1Below 5% | AUTL | Qatar Investment Authority in Autolus Therapeutics PLC | 3.5% | 9,184,404 | Nov 12, 2026 | SEC |
PassiveAmendment 5Below 5% | PHAT | Invesco Ltd. in Phathom Pharmaceuticals Inc | 0% | 30,562 | Nov 10, 2026 | SEC |
ActivistAmendment 40 | HERZ | Thomas J. Herzfeld, et al. in Herzfeld Credit Income Fund, Inc. | 38.16% | 733,098 | Nov 10, 2026 | SEC |
PassiveAmendment 4 | BCDA | Thomas A. Satterfield, Jr. in BioCardia, Inc. | 9.9% | 1,539,134 | Nov 10, 2026 | SEC |
PassiveAmendment 4 | CRIS | Thomas A. Satterfield, Jr. in Curis, Inc. | 8.8% | 616,565 | Nov 10, 2026 | SEC |
PassiveAmendment 1Below 5% | NVNO | Thomas A. Satterfield, Jr. in enVVeno Medical Corporation | 4.8% | 33,470 | Nov 10, 2026 | SEC |
PassiveAmendment 3 | OSTX | Thomas A. Satterfield, Jr. in OS Therapies Incorporated | 9.9% | 5,434,150 | Nov 10, 2026 | SEC |
ActivistAmendment 3 | NABL | Thoma Bravo UGP, LLC in N-able, Inc. | 28.3% | 50,090,643 | Nov 9, 2026 | SEC |
PassiveNew | IAM | Qatar Investment Authority in Iambic Therapeutics, Inc. | 5.8% | 2,804,360 | Nov 9, 2026 | SEC |
ActivistAmendment 5 | SVIA | Anthony Pompliano in Silvia, Inc. | 20% | 15,101,020 | Nov 7, 2026 | SEC |
ActivistAmendment 1 | HCA | Thomas F. Frist, Jr. in HCA Healthcare, Inc. | 33.8% | 70,536,810 | Nov 6, 2026 | SEC |
PassiveAmendment 2Below 5% | LIFE | Gv 2021, L.P. in Ethos Technologies Inc. | 1.8% | 571,907 | Nov 6, 2026 | SEC |
PassiveNew | BBTX | Thomas Maier in Bambusa Therapeutics, Inc. | 9.2% | 4,699,188 | Nov 6, 2026 | SEC |
PassiveNew | EQS | Anthony Prestigiacomo in Equus Total Return, Inc. | 12.53% | 2,000,000 | Nov 5, 2026 | SEC |
ActivistAmendment 2 | PTHS | Ligand Pharmaceuticals Incorporated in Pelthos Therapeutics Inc. | 49.9% | 5,189,177 | Nov 4, 2026 | SEC |
ActivistAmendment 8 | PRTH | Thomas C. Priore in Priority Technology Holdings, Inc. | 56.4% | 46,600,996 | Nov 3, 2026 | SEC |
PassiveNew | ASPE | Qatar Investment Authority in Aspen Neuroscience, Inc. | 6.7% | 1,933,330 | Nov 3, 2026 | SEC |