Activist & passive stakes
Investors crossing the 5% ownership line, from SEC Schedule 13D (activist) and 13G (passive) filings. Newest first.
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All filings, new and amended.1–12 of 12
- ActivistAmendment 1Below 5%Nov 14, 2026John C. Lame and Susan K. Lame Inheritance Trust 5/18/20202.27% · 197,878 shSEC
- ActivistAmendment 2Nov 13, 2026Patrick G. Enright9.8% · 4,153,873 shSEC
- ActivistAmendment 1Nov 13, 2026NYLIM MacKay Muni Income Opportunities FundNYLIM Capital LLC80.6% · 5,438,663 shSEC
- ActivistAmendment 7Nov 13, 2026Encompass Capital Advisors LLC19.99% · 73,791,697 shSEC
- ActivistAmendment 33Nov 10, 2026Erik M. Herzfeld, et al.31.83% · 611,527 shSEC
- ActivistAmendment 40Nov 10, 2026Thomas J. Herzfeld, et al.38.16% · 733,098 shSEC
- ActivistAmendment 1Nov 10, 2026Core University Living Real Estate Income TrustCS RE Holdings, LLC19.1% · 2,625,661 shSEC
- ActivistAmendment 7Nov 6, 2026Saba Capital Management, L.P.13.48% · 1,821,810 shSEC
- ActivistNewNov 5, 2026Third Point Private Capital Income FundThird Point LLC100% · 161,000 shSEC
- ActivistNewNov 4, 2026Main Street Capital CORP5% · 2,250,574 shSEC
- ActivistAmendment 4Nov 4, 2026Clarion Partners Real Estate Income Fund Inc.Franklin Templeton, Inc.48.2% · 93,329 shSEC
- ActivistNewNov 4, 2026Saba Capital Management, L.P.5.18% · 7,976,862 shSEC
| Filing | Symbol | Holder | % Owned | Shares | Filed | SEC filing |
|---|---|---|---|---|---|---|
ActivistAmendment 1Below 5% | INBK | John C. Lame and Susan K. Lame Inheritance Trust 5/18/2020 in First Internet Bancorp | 2.27% | 197,878 | Nov 14, 2026 | SEC |
ActivistAmendment 2 | MANE | Patrick G. Enright in Veradermics, Incorporated | 9.8% | 4,153,873 | Nov 13, 2026 | SEC |
ActivistAmendment 1 | — | NYLIM Capital LLC in NYLIM MacKay Muni Income Opportunities Fund | 80.6% | 5,438,663 | Nov 13, 2026 | SEC |
ActivistAmendment 7 | TE | Encompass Capital Advisors LLC in T1 Energy Inc. | 19.99% | 73,791,697 | Nov 13, 2026 | SEC |
ActivistAmendment 33 | HERZ | Erik M. Herzfeld, et al. in Herzfeld Credit Income Fund, Inc. | 31.83% | 611,527 | Nov 10, 2026 | SEC |
ActivistAmendment 40 | HERZ | Thomas J. Herzfeld, et al. in Herzfeld Credit Income Fund, Inc. | 38.16% | 733,098 | Nov 10, 2026 | SEC |
ActivistAmendment 1 | — | CS RE Holdings, LLC in Core University Living Real Estate Income Trust | 19.1% | 2,625,661 | Nov 10, 2026 | SEC |
ActivistAmendment 7 | ECF | Saba Capital Management, L.P. in Ellsworth Growth and Income Fund Ltd. | 13.48% | 1,821,810 | Nov 6, 2026 | SEC |
ActivistNew | — | Third Point LLC in Third Point Private Capital Income Fund | 100% | 161,000 | Nov 5, 2026 | SEC |
ActivistNew | MSIF | Main Street Capital CORP in Msc Income Fund, Inc. | 5% | 2,250,574 | Nov 4, 2026 | SEC |
ActivistAmendment 4 | — | Franklin Templeton, Inc. in Clarion Partners Real Estate Income Fund Inc. | 48.2% | 93,329 | Nov 4, 2026 | SEC |
ActivistNew | VVR | Saba Capital Management, L.P. in Invesco Senior Income Trust | 5.18% | 7,976,862 | Nov 4, 2026 | SEC |