Activist & passive stakes
Investors crossing the 5% ownership line, from SEC Schedule 13D (activist) and 13G (passive) filings. Newest first.
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All filings, new and amended.1–50 of 78
- PassiveAmendment 2Nov 14, 2026Chernett Jorey5.6% · 5,934,872 shSEC
- PassiveAmendment 1Below 5%Nov 14, 2026Sculptor Capital LP0% · 0 shSEC
- ActivistAmendment 1Below 5%Nov 14, 2026John C. Lame and Susan K. Lame Inheritance Trust 5/18/20202.27% · 197,878 shSEC
- ActivistAmendment 2Nov 13, 2026Patrick G. Enright9.8% · 4,153,873 shSEC
- PassiveNewNov 13, 2026The Toronto-Dominion Bank5.2% · 3,871,296 shSEC
- PassiveAmendment 6Nov 13, 2026Manulife Investment Management (US) LLC5.31% · 1,059,176 shSEC
- PassiveAmendment 4Nov 13, 2026Invesco Real Estate Income Trust Inc.Invesco Advisers, Inc.8.8% · 2,079,039 shSEC
- PassiveAmendment 11Nov 13, 2026Randall J. Levitt6% · 971,566 shSEC
- PassiveAmendment 1Below 5%Nov 13, 2026Morgan Stanley3.6% · 381,857 shSEC
- PassiveAmendment 1Nov 13, 2026Fourthstone LLC8.74% · 189,910 shSEC
- PassiveAmendment 3Below 5%Nov 13, 2026Fourthstone LLC3.46% · 198,491 shSEC
- PassiveAmendment 1Nov 13, 2026Fourthstone LLC9.27% · 292,504 shSEC
- PassiveAmendment 1Nov 13, 2026Southern Michigan Bancorp IncFourthstone LLC7.22% · 335,863 shSEC
- PassiveAmendment 3Nov 13, 2026Fourthstone LLC9.48% · 1,554,776 shSEC
- PassiveAmendment 7Nov 13, 2026Morgan Stanley9.1% · 1,526,975 shSEC
- PassiveAmendment 2Nov 13, 2026Morgan Stanley7.6% · 9,538,578 shSEC
- PassiveNewNov 13, 2026Karpus Management, Inc.5.85% · 1,397,593 shSEC
- PassiveAmendment 2Below 5%Nov 13, 2026Jonah Marcus3.7% · 1,166,297 shSEC
- PassiveNewNov 13, 2026Endeavour Capital Advisors Inc.7.2% · 410,671 shSEC
- PassiveAmendment 4Nov 13, 2026Karpus Management, Inc.18.37% · 227,741 shSEC
- PassiveAmendment 1Nov 13, 2026Karpus Management, Inc.19.9% · 238,845 shSEC
- PassiveAmendment 7Nov 13, 2026Joshua Bernstein5.4% · 875,617 shSEC
- ActivistAmendment 1Nov 13, 2026NYLIM MacKay Muni Income Opportunities FundNYLIM Capital LLC80.6% · 5,438,663 shSEC
- PassiveAmendment 7Nov 13, 2026James F. Whalen6% · 982,786 shSEC
- PassiveAmendment 1Below 5%Nov 13, 2026Deerfield Management Company, L.P.3.91% · 3,138,167 shSEC
- PassiveNewNov 13, 2026Brown Advisory Inc5.26% · 1,834,063 shSEC
- PassiveAmendment 4Nov 13, 2026FJ Capital Management LLC6.7% · 227,339 shSEC
- PassiveAmendment 1Nov 13, 2026Verdugo Bentley Marie T.8.62% · 25,091,940 shSEC
- ActivistAmendment 7Nov 13, 2026Encompass Capital Advisors LLC19.99% · 73,791,697 shSEC
- PassiveAmendment 5Nov 13, 2026Invesco Real Estate Income Trust Inc.First Trust Capital Management L.P.46.65% · 1,814,270 shSEC
- PassiveAmendment 3Below 5%Nov 13, 2026North Reef Capital Management LP4.85% · 1,479,190 shSEC
- PassiveNewNov 13, 2026North Reef Capital Management LP5.04% · 3,380,000 shSEC
- PassiveNewNov 13, 2026North Reef Capital Management LP6.19% · 2,425,109 shSEC
- PassiveNewNov 13, 2026Rhinebeck Bank Employee Stock Ownership Plan Trust5.86% · 915,766 shSEC
- PassiveNewNov 13, 2026Innovator ETFs TrustUs Bancorp \De\5.4% · 374,773 shSEC
- PassiveNewNov 13, 2026XAI CLO & Income Opportunities FundWells Fargo & Company43.6% · 826,345 shSEC
- PassiveNewNov 13, 2026Westchester Capital Management, LLC7.63% · 1,123,581 shSEC
- PassiveAmendment 6Nov 12, 2026Dodge & Cox12.3% · 61,430,997 shSEC
- ActivistAmendment 33Nov 10, 2026Erik M. Herzfeld, et al.31.83% · 611,527 shSEC
- ActivistAmendment 40Nov 10, 2026Thomas J. Herzfeld, et al.38.16% · 733,098 shSEC
- PassiveAmendment 4Nov 10, 2026Brian Choi7.2% · 1,081,544 shSEC
- PassiveAmendment 3Nov 10, 2026Thomas A. Satterfield, Jr.9.9% · 5,434,150 shSEC
- PassiveAmendment 3Nov 10, 2026Stone Point Credit Income FundCalifornia State Teachers Retirement System9.1% · 1,677,300 shSEC
- PassiveNewNov 10, 2026State Street Corporation6.6% · 5,636,632 shSEC
- PassiveNewBelow 5%Nov 10, 2026State Street Corporation4.9% · 3,955,751 shSEC
- PassiveNewBelow 5%Nov 10, 2026State Street Corporation4.8% · 6,254,871 shSEC
- PassiveNewBelow 5%Nov 10, 2026State Street Corporation4.9% · 1,486,413 shSEC
- PassiveNewBelow 5%Nov 10, 2026State Street Corporation4.8% · 3,210,262 shSEC
- PassiveAmendment 1Below 5%Nov 10, 2026The Goldman Sachs Group, Inc.3.7% · 2,513,498 shSEC
- ActivistAmendment 1Nov 10, 2026Core University Living Real Estate Income TrustCS RE Holdings, LLC19.1% · 2,625,661 shSEC
| Filing | Symbol | Holder | % Owned | Shares | Filed | SEC filing |
|---|---|---|---|---|---|---|
PassiveAmendment 2 | STLN | Chernett Jorey in Starling Oncology, Inc. | 5.6% | 5,934,872 | Nov 14, 2026 | SEC |
PassiveAmendment 1Below 5% | NCO | Sculptor Capital LP in Southern Cross Acquisition I Corp. | 0% | 0 | Nov 14, 2026 | SEC |
ActivistAmendment 1Below 5% | INBK | John C. Lame and Susan K. Lame Inheritance Trust 5/18/2020 in First Internet Bancorp | 2.27% | 197,878 | Nov 14, 2026 | SEC |
ActivistAmendment 2 | MANE | Patrick G. Enright in Veradermics, Incorporated | 9.8% | 4,153,873 | Nov 13, 2026 | SEC |
PassiveNew | XNCR | The Toronto-Dominion Bank in Xencor Inc | 5.2% | 3,871,296 | Nov 13, 2026 | SEC |
PassiveAmendment 6 | RVSB | Manulife Investment Management (US) LLC in Riverview Bancorp Inc | 5.31% | 1,059,176 | Nov 13, 2026 | SEC |
PassiveAmendment 4 | — | Invesco Advisers, Inc. in Invesco Real Estate Income Trust Inc. | 8.8% | 2,079,039 | Nov 13, 2026 | SEC |
PassiveAmendment 11 | CBNK | Randall J. Levitt in Capital Bancorp, Inc. | 6% | 971,566 | Nov 13, 2026 | SEC |
PassiveAmendment 1Below 5% | IAE | Morgan Stanley in Voya Asia Pacific High Dividend Equity Income Fund | 3.6% | 381,857 | Nov 13, 2026 | SEC |
PassiveAmendment 1 | STBI | Fourthstone LLC in Sturgis Bancorp, Inc. | 8.74% | 189,910 | Nov 13, 2026 | SEC |
PassiveAmendment 3Below 5% | PBAM | Fourthstone LLC in Private Bancorp Of America, Inc. | 3.46% | 198,491 | Nov 13, 2026 | SEC |
PassiveAmendment 1 | CBKM | Fourthstone LLC in Consumers Bancorp, Inc. | 9.27% | 292,504 | Nov 13, 2026 | SEC |
PassiveAmendment 1 | — | Fourthstone LLC in Southern Michigan Bancorp Inc | 7.22% | 335,863 | Nov 13, 2026 | SEC |
PassiveAmendment 3 | FNRN | Fourthstone LLC in First Northern Community Bancorp | 9.48% | 1,554,776 | Nov 13, 2026 | SEC |
PassiveAmendment 7 | BWG | Morgan Stanley in BrandywineGLOBAL-Global Income Opportunities Fund Inc | 9.1% | 1,526,975 | Nov 13, 2026 | SEC |
PassiveAmendment 2 | ACP | Morgan Stanley in abrdn Income Credit Strategies Fund | 7.6% | 9,538,578 | Nov 13, 2026 | SEC |
PassiveNew | PNI | Karpus Management, Inc. in Pimco New York Municipal Income Fund Ii | 5.85% | 1,397,593 | Nov 13, 2026 | SEC |
PassiveAmendment 2Below 5% | BCAL | Jonah Marcus in California Bancorp | 3.7% | 1,166,297 | Nov 13, 2026 | SEC |
PassiveNew | PBAM | Endeavour Capital Advisors Inc. in Private Bancorp of America, Inc. | 7.2% | 410,671 | Nov 13, 2026 | SEC |
PassiveAmendment 4 | EIIA | Karpus Management, Inc. in Eagle Point Institutional Income Fund | 18.37% | 227,741 | Nov 13, 2026 | SEC |
PassiveAmendment 1 | CCIF | Karpus Management, Inc. in Carlyle Credit Income Fund | 19.9% | 238,845 | Nov 13, 2026 | SEC |
PassiveAmendment 7 | CBNK | Joshua Bernstein in Capital Bancorp, Inc. | 5.4% | 875,617 | Nov 13, 2026 | SEC |
ActivistAmendment 1 | — | NYLIM Capital LLC in NYLIM MacKay Muni Income Opportunities Fund | 80.6% | 5,438,663 | Nov 13, 2026 | SEC |
PassiveAmendment 7 | CBNK | James F. Whalen in Capital Bancorp, Inc. | 6% | 982,786 | Nov 13, 2026 | SEC |
PassiveAmendment 1Below 5% | BBOT | Deerfield Management Company, L.P. in BridgeBio Oncology Therapeutics, Inc. | 3.91% | 3,138,167 | Nov 13, 2026 | SEC |
PassiveNew | LCLN | Brown Advisory Inc in Lincoln International, Inc. | 5.26% | 1,834,063 | Nov 13, 2026 | SEC |
PassiveAmendment 4 | CBNA | FJ Capital Management LLC in Chain Bridge Bancorp Inc. | 6.7% | 227,339 | Nov 13, 2026 | SEC |
PassiveAmendment 1 | BSY | Verdugo Bentley Marie T. in Bentley Systems, Incorporated | 8.62% | 25,091,940 | Nov 13, 2026 | SEC |
ActivistAmendment 7 | TE | Encompass Capital Advisors LLC in T1 Energy Inc. | 19.99% | 73,791,697 | Nov 13, 2026 | SEC |
PassiveAmendment 5 | — | First Trust Capital Management L.P. in Invesco Real Estate Income Trust Inc. | 46.65% | 1,814,270 | Nov 13, 2026 | SEC |
PassiveAmendment 3Below 5% | EGBN | North Reef Capital Management LP in Eagle Bancorp, Inc. | 4.85% | 1,479,190 | Nov 13, 2026 | SEC |
PassiveNew | ABCB | North Reef Capital Management LP in Ameris Bancorp | 5.04% | 3,380,000 | Nov 13, 2026 | SEC |
PassiveNew | AMTB | North Reef Capital Management LP in Amerant Bancorp Inc. | 6.19% | 2,425,109 | Nov 13, 2026 | SEC |
PassiveNew | RBKB | Rhinebeck Bank Employee Stock Ownership Plan Trust in Rhinebeck Bancorp, Inc. | 5.86% | 915,766 | Nov 13, 2026 | SEC |
PassiveNew | — | Us Bancorp \De\ in Innovator ETFs Trust | 5.4% | 374,773 | Nov 13, 2026 | SEC |
PassiveNew | — | Wells Fargo & Company in XAI CLO & Income Opportunities Fund | 43.6% | 826,345 | Nov 13, 2026 | SEC |
PassiveNew | NCO | Westchester Capital Management, LLC in Southern Cross Acquisition I Corp. | 7.63% | 1,123,581 | Nov 13, 2026 | SEC |
PassiveAmendment 6 | ELAN | Dodge & Cox in Elanco Animal Health Incorporated | 12.3% | 61,430,997 | Nov 12, 2026 | SEC |
ActivistAmendment 33 | HERZ | Erik M. Herzfeld, et al. in Herzfeld Credit Income Fund, Inc. | 31.83% | 611,527 | Nov 10, 2026 | SEC |
ActivistAmendment 40 | HERZ | Thomas J. Herzfeld, et al. in Herzfeld Credit Income Fund, Inc. | 38.16% | 733,098 | Nov 10, 2026 | SEC |
PassiveAmendment 4 | OPBK | Brian Choi in OP Bancorp | 7.2% | 1,081,544 | Nov 10, 2026 | SEC |
PassiveAmendment 3 | OSTX | Thomas A. Satterfield, Jr. in OS Therapies Incorporated | 9.9% | 5,434,150 | Nov 10, 2026 | SEC |
PassiveAmendment 3 | — | California State Teachers Retirement System in Stone Point Credit Income Fund | 9.1% | 1,677,300 | Nov 10, 2026 | SEC |
PassiveNew | SXC | State Street Corporation in Suncoke Energy Inc | 6.6% | 5,636,632 | Nov 10, 2026 | SEC |
PassiveNewBelow 5% | HWC | State Street Corporation in Hancock Whitney Corp | 4.9% | 3,955,751 | Nov 10, 2026 | SEC |
PassiveNewBelow 5% | GBCI | State Street Corporation in Glacier Bancorp Inc | 4.8% | 6,254,871 | Nov 10, 2026 | SEC |
PassiveNewBelow 5% | EGBN | State Street Corporation in Eagle Bancorp Inc | 4.9% | 1,486,413 | Nov 10, 2026 | SEC |
PassiveNewBelow 5% | ABCB | State Street Corporation in Ameris Bancorp | 4.8% | 3,210,262 | Nov 10, 2026 | SEC |
PassiveAmendment 1Below 5% | PPLI | The Goldman Sachs Group, Inc. in People Incorporated | 3.7% | 2,513,498 | Nov 10, 2026 | SEC |
ActivistAmendment 1 | — | CS RE Holdings, LLC in Core University Living Real Estate Income Trust | 19.1% | 2,625,661 | Nov 10, 2026 | SEC |