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Activist & passive stakes

Investors crossing the 5% ownership line, from SEC Schedule 13D (activist) and 13G (passive) filings. Newest first.

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Filing
NewAmendmentsAll
Stake type
ActivistPassive
Min % owned
≥10%≥20%
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All filings, new and amended.1–12 of 12
  • PassiveAmendment 2
    Nov 6, 2026
    CION Ares Diversified Credit Fund
    Sun Life Assurance Co of Canada
    12.6% · 118,000,000 shSEC
  • PassiveAmendment 2
    Nov 6, 2026
    CION Ares Diversified Credit Fund
    Sun Life Assurance Co of Canada
    12.6% · 118,000,000 shSEC
  • PassiveAmendment 2Below 5%
    Nov 6, 2026
    LIFE · Ethos Technologies Inc.
    Gv 2021, L.P.
    1.8% · 571,907 shSEC
  • PassiveAmendment 2
    Nov 5, 2026
    CAI · Caris Life Sciences Inc
    Fmr Llc
    13.4% · 37,795,317 shSEC
  • PassiveAmendment 3
    Nov 4, 2026
    John Hancock GA Senior Loan Trust
    Manulife International Limited
    9% · 7,828,201 shSEC
  • PassiveAmendment 1
    Nov 3, 2026
    LIF · Life360, Inc.
    AustralianSuper Pty Ltd
    7.9% · 6,466,182 shSEC
  • PassiveNew
    Nov 3, 2026
    VanEck ETF Trust
    New York Life Investment Management LLC
    5.09% · 566,072 shSEC
  • PassiveAmendment 1Below 5%
    Oct 30, 2026
    HLF · Herbalife Ltd
    Vanguard Capital Management
    4.96% · 5,202,892 shSEC
  • PassiveNew
    Oct 29, 2026
    ADCT · ADC Therapeutics SA
    Bain Capital Life Sciences Opportunities IV, L.P.
    9.99% · 14,825,625 shSEC
  • PassiveAmendment 2Below 5%
    Oct 29, 2026
    UPB · Upstream Bio, Inc.
    Decheng Capital Global Life Sciences Fund IV, L.P.
    4.9% · 2,724,868 shSEC
  • PassiveAmendment 1Below 5%
    Oct 29, 2026
    SUJA · Suja Life, Inc.
    Principal Global Investors
    0% · 849 shSEC
  • PassiveAmendment 1Below 5%
    Oct 29, 2026
    ARDC · Ares Dynamic Credit Allocation Fund, Inc.
    Principal Life Insurance Co
    4% · 160,000 shSEC