Activist & passive stakes
Investors crossing the 5% ownership line, from SEC Schedule 13D (activist) and 13G (passive) filings. Newest first.
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All filings, new and amended.1–11 of 11
- ActivistAmendment 5Nov 13, 2026Audax Private Credit Fund, LLCAudax Private Credit Business, LP30.7% · 8,085,744 shSEC
- ActivistNewNov 12, 2026Owl Creek Asset Management, L.P.15.7% · 3,865,355 shSEC
- ActivistAmendment 33Nov 10, 2026Erik M. Herzfeld, et al.31.83% · 611,527 shSEC
- ActivistAmendment 40Nov 10, 2026Thomas J. Herzfeld, et al.38.16% · 733,098 shSEC
- ActivistAmendment 6Nov 10, 2026Bank Of America Corp /De/50.7% · 2,050 shSEC
- ActivistAmendment 8Below 5%Nov 10, 2026European Lithium Limited0% · 45,536,338 shSEC
- ActivistNewNov 9, 2026Credenza, Inc.5.4% · 979,095 shSEC
- ActivistAmendment 11Nov 9, 2026Ma Kevin Xiaofeng19.2% · 25,160,508 shSEC
- ActivistAmendment 1Nov 6, 2026Opko Health, Inc.29.6% · 5,692,916 shSEC
- ActivistAmendment 15Nov 6, 2026AMG BBH Asset-Backed Credit Fund, LLCBrown Brothers Harriman & Co70.74% · 4,405,168 shSEC
- ActivistAmendment 1Nov 5, 2026Southern Cross Acquisition II Sponsor Corp.25.53% · 2,701,677 shSEC
| Filing | Symbol | Holder | % Owned | Shares | Filed | SEC filing |
|---|---|---|---|---|---|---|
ActivistAmendment 5 | — | Audax Private Credit Business, LP in Audax Private Credit Fund, LLC | 30.7% | 8,085,744 | Nov 13, 2026 | SEC |
ActivistNew | PYYX | Owl Creek Asset Management, L.P. in Pyxus International, Inc. | 15.7% | 3,865,355 | Nov 12, 2026 | SEC |
ActivistAmendment 33 | HERZ | Erik M. Herzfeld, et al. in Herzfeld Credit Income Fund, Inc. | 31.83% | 611,527 | Nov 10, 2026 | SEC |
ActivistAmendment 40 | HERZ | Thomas J. Herzfeld, et al. in Herzfeld Credit Income Fund, Inc. | 38.16% | 733,098 | Nov 10, 2026 | SEC |
ActivistAmendment 6 | NMCO | Bank Of America Corp /De/ in Nuveen Municipal Credit Opportunities Fund | 50.7% | 2,050 | Nov 10, 2026 | SEC |
ActivistAmendment 8Below 5% | CRML | European Lithium Limited in Critical Metals Corp. | 0% | 45,536,338 | Nov 10, 2026 | SEC |
ActivistNew | GAME | Credenza, Inc. in GameSquare Holdings, Inc. | 5.4% | 979,095 | Nov 9, 2026 | SEC |
ActivistAmendment 11 | AACG | Ma Kevin Xiaofeng in ATA Creativity Global | 19.2% | 25,160,508 | Nov 9, 2026 | SEC |
ActivistAmendment 1 | COCP | Opko Health, Inc. in Cocrystal Pharma, Inc. | 29.6% | 5,692,916 | Nov 6, 2026 | SEC |
ActivistAmendment 15 | — | Brown Brothers Harriman & Co in AMG BBH Asset-Backed Credit Fund, LLC | 70.74% | 4,405,168 | Nov 6, 2026 | SEC |
ActivistAmendment 1 | SCAT | Southern Cross Acquisition II Sponsor Corp. in Southern Cross Acquisition II Corp. | 25.53% | 2,701,677 | Nov 5, 2026 | SEC |