Activist & passive stakes

Investors crossing the 5% ownership line, from SEC Schedule 13D (activist) and 13G (passive) filings. Newest first.

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All filings, new and amended.1–50 of 150
  • PassiveAmendment 3Below 5%
    Nov 6, 2026
    TRS · Trimas Corp
    Bank Of America Corp /De/
    0.5% · 167,183 shSEC
  • PassiveNew
    Nov 6, 2026
    DAAQ · Digital Asset Acquisiti-Cl A
    Barclays PLC
    5.02% · 866,502 shSEC
  • ActivistAmendment 15
    Nov 6, 2026
    AMG BBH Asset-Backed Credit Fund, LLC
    Brown Brothers Harriman & Co
    70.74% · 4,405,168 shSEC
  • PassiveNew
    Nov 6, 2026
    BOX · Box Inc - Class A
    Barclays PLC
    5.49% · 7,885,799 shSEC
  • PassiveNew
    Nov 6, 2026
    AMSS · AMASS Brands Inc.
    Z1967 Limited
    7.5% · 871,227 shSEC
  • PassiveAmendment 1Below 5%
    Nov 6, 2026
    MODD · Modular Medical, Inc.
    Pathfinder Asset Management Ltd
    4.2% · 399,775 shSEC
  • PassiveNew
    Nov 6, 2026
    PACB · Pacific Biosciences Of Calif
    T. Rowe Price Associates, Inc.
    10.8% · 33,445,993 shSEC
  • PassiveAmendment 2
    Nov 6, 2026
    WBI · Waterbridge Infrastruc-Cl A
    T. Rowe Price Investment Management, Inc.
    10.2% · 5,663,206 shSEC
  • PassiveAmendment 1
    Nov 6, 2026
    WBI · Waterbridge Infrastruc-Cl A
    T. Rowe Price Investment Management, Inc.
    9.5% · 5,294,669 shSEC
  • PassiveNew
    Nov 6, 2026
    DHY · UBS Asset Management High Yield Credit Fund
    First Trust Portfolios L.P.
    17.25% · 2,383,661 shSEC
  • PassiveNew
    Nov 6, 2026
    ASPE · Aspen Neuroscience Inc
    Fmr Llc
    11.2% · 3,250,000 shSEC
  • PassiveAmendment 2
    Nov 6, 2026
    ASST · Strive Inc
    Fmr Llc
    8.1% · 9,514,519 shSEC
  • PassiveAmendment 1Below 5%
    Nov 6, 2026
    Aimfinity Investment Corp. I
    Polar Asset Management Partners Inc.
    0% · 0 shSEC
  • PassiveNewBelow 5%
    Nov 6, 2026
    KOS · Kosmos Energy Ltd.
    cobas asset management, sgiic, s.a.
    4.9% · 29,406,168 shSEC
  • ActivistNew
    Nov 6, 2026
    VISM · Visium Technologies, Inc.
    Dr. Bo Niclas Adler
    48.8% · 620,000,003 shSEC
  • ActivistAmendment 107
    Nov 6, 2026
    MET · MetLife, Inc.
    Board of Directors of MetLife, Inc., as an entity
    16% · 100,527,578 shSEC
  • PassiveNew
    Nov 6, 2026
    BBTX · Bambusa Therapeutics, Inc.
    Thomas Maier
    9.2% · 4,699,188 shSEC
  • PassiveAmendment 1Below 5%
    Nov 5, 2026
    ZBIO · Zenas BioPharma, Inc.
    Xencor, Inc.
    1.5% · 1,000,000 shSEC
  • PassiveNew
    Nov 5, 2026
    TH · Target Hospitality Corp.
    Point72 Asset Management, L.P.
    5.2% · 5,046,156 shSEC
  • ActivistAmendment 21
    Nov 5, 2026
    LYB · LyondellBasell Industries N.V.
    LYB Holdco LLC
    19.6% · 63,435,504 shSEC
  • PassiveNewBelow 5%
    Nov 5, 2026
    MODD · Modular Medical, Inc.
    Pathfinder Asset Management Ltd
    4.2% · 399,775 shSEC
  • PassiveAmendment 2
    Nov 5, 2026
    CBRS · Cerebras Systems Inc.
    Fmr Llc
    17.8% · 30,337,839 shSEC
  • PassiveAmendment 1Below 5%
    Nov 5, 2026
    State Street SPDR Portfolio Long Term Treasury ETF
    Fmr Llc
    3.5% · 15,531,576 shSEC
  • PassiveAmendment 1
    Nov 5, 2026
    WBI · Waterbridge Infrastructure Llc
    Fmr Llc
    6.2% · 3,418,828 shSEC
  • PassiveAmendment 5
    Nov 5, 2026
    WASH · Washington Trust Bancorp, Inc
    Fmr Llc
    8% · 1,533,119 shSEC
  • PassiveAmendment 2
    Nov 5, 2026
    TOST · Toast Inc
    Fmr Llc
    7.7% · 39,653,577 shSEC
  • PassiveNew
    Nov 5, 2026
    STRL · Sterling Infrastructure, Inc.
    Fmr Llc
    6.9% · 2,099,379 shSEC
  • PassiveAmendment 1
    Nov 5, 2026
    MBC · Masterbrand Inc
    Fmr Llc
    6.4% · 13,029,673 shSEC
  • PassiveAmendment 2
    Nov 5, 2026
    JLL · Jones Lang Lasalle Inc
    Fmr Llc
    9% · 4,127,147 shSEC
  • PassiveAmendment 2
    Nov 5, 2026
    FSLY · Fastly Inc
    Fmr Llc
    9.9% · 15,811,950 shSEC
  • PassiveAmendment 13
    Nov 5, 2026
    ASND · Ascendis Pharma As
    Fmr Llc
    5.2% · 3,425,993 shSEC
  • PassiveNew
    Nov 5, 2026
    AS · Amer Sports Inc
    Fmr Llc
    5.6% · 32,701,260 shSEC
  • PassiveNew
    Nov 5, 2026
    ASBP · Aspire-Lakewood Holdings, Inc.
    Funk, Stephen P.
    5.8% · 91,570 shSEC
  • PassiveAmendment 1Below 5%
    Nov 5, 2026
    SEI · Solaris Energy Infrastructure, Inc.
    Voya Financial, Inc.
    4.3% · 2,989,474 shSEC
  • PassiveAmendment 6Below 5%
    Nov 5, 2026
    WMG · Warner Music Group Corp.
    Jpmorgan Chase & Co.
    3.4% · 5,119,339 shSEC
  • PassiveAmendment 1Below 5%
    Nov 5, 2026
    DOCU · Docusign, Inc.
    Jpmorgan Chase & Co.
    4.5% · 8,964,843 shSEC
  • PassiveAmendment 1Below 5%
    Nov 5, 2026
    ALGM · Allegro Microsystems, Inc.
    Jpmorgan Chase & Co.
    4.3% · 8,022,860 shSEC
  • PassiveAmendment 2Below 5%
    Nov 5, 2026
    LEVI · Levi Strauss & Co.
    Jpmorgan Chase & Co.
    1.5% · 1,525,940 shSEC
  • PassiveAmendment 4
    Nov 5, 2026
    WEA · Western Asset Premier Bond Fund
    Sit Investment Associates Inc
    10.7% · 1,265,260 shSEC
  • PassiveAmendment 7
    Nov 5, 2026
    TSI · TCW Strategic Income Fund, Inc.
    Sit Investment Associates Inc
    37.7% · 24,026,295 shSEC
  • PassiveAmendment 1
    Nov 5, 2026
    JHI · John Hancock Investors Trust
    Sit Investment Associates Inc
    10.2% · 889,068 shSEC
  • PassiveAmendment 4
    Nov 5, 2026
    FINS · Angel Oak Financial Strategies Income Term Trust
    Sit Investment Associates Inc
    33.9% · 11,323,734 shSEC
  • PassiveAmendment 2Below 5%
    Nov 5, 2026
    BKHA · Black Hawk Acquisition Corp.
    Wolverine Asset Management, LLC
    0% · 0 shSEC
  • PassiveAmendment 1Below 5%
    Nov 5, 2026
    PWP · Perella Weinberg Partners
    Nuveen Asset Management, LLC
    3.07% · 2,271,307 shSEC
  • PassiveAmendment 1Below 5%
    Nov 5, 2026
    TRIP · TripAdvisor Inc
    Nuveen Asset Management, LLC
    2.9% · 3,403,438 shSEC
  • ActivistNew
    Nov 5, 2026
    PRSO · Peraso Inc.
    Nant Capital, LLC
    19.99% · 4,088,683 shSEC
  • PassiveAmendment 1Below 5%
    Nov 5, 2026
    Proshares Trust
    Maytree Asset Management Ltd
    0% · 0 shSEC
  • PassiveNew
    Nov 4, 2026
    Proshares Trust
    Maytree Asset Management Ltd
    12.8% · 522,000 shSEC
  • PassiveAmendment 4Below 5%
    Nov 4, 2026
    DASH · DoorDash, Inc.
    Sc Us (Ttgp), Ltd. ("Sc Us (Ttgp)")
    4.3% · 17,804,083 shSEC
  • ActivistAmendment 7
    Nov 4, 2026
    KNOP · KNOT Offshore Partners LP
    Knutsen NYK Offshore Tankers AS
    36.9% · 14,000,914 shSEC