Activist & passive stakes
Investors crossing the 5% ownership line, from SEC Schedule 13D (activist) and 13G (passive) filings. Newest first.
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All filings, new and amended.201–250 of 481
- PassiveNewOct 30, 2026First Trust Exchange-Traded Fund VIIIFirst Trust Portfolios L.P.6.04% · 108,708 shSEC
- PassiveAmendment 1Below 5%Oct 30, 2026First Trust Exchange-Traded Fund VIIIFirst Trust Portfolios L.P.4.81% · 170,701 shSEC
- PassiveAmendment 1Below 5%Oct 30, 2026First Trust Portfolios L.P.4.56% · 713,812 shSEC
- PassiveNewOct 30, 2026First Trust Exchange-Traded Fund VIIIFirst Trust Portfolios L.P.5.52% · 169,811 shSEC
- PassiveAmendment 1Below 5%Oct 30, 2026First Trust Portfolios L.P.4.24% · 1,535,624 shSEC
- PassiveAmendment 1Below 5%Oct 30, 2026First Trust Portfolios L.P.4% · 607,135 shSEC
- PassiveAmendment 11Below 5%Oct 30, 2026First Trust Portfolios L.P.4.81% · 469,385 shSEC
- PassiveNewOct 30, 2026First Trust Exchange-Traded Fund IVFirst Trust Portfolios L.P.7.49% · 385,864 shSEC
- PassiveNewOct 30, 2026First Trust Portfolios L.P.5.51% · 2,411,832 shSEC
- PassiveAmendment 1Below 5%Oct 30, 2026First Trust Portfolios L.P.3.02% · 10,657,190 shSEC
- PassiveAmendment 1Below 5%Oct 30, 2026VanEck IG Floating Rate ETFFirst Trust Portfolios L.P.4.37% · 5,846,311 shSEC
- PassiveAmendment 18Below 5%Oct 30, 2026First Trust Portfolios L.P.4.84% · 2,391,616 shSEC
- PassiveNewOct 30, 2026First Trust Portfolios L.P.6.71% · 1,370,274 shSEC
- PassiveNewOct 30, 2026Giovanni Agnelli B.V.5.11% · 11,934,989 shSEC
- ActivistNewOct 30, 2026Paul Lichty7.5% · 16,532,751 shSEC
- PassiveNewOct 29, 2026Feis Equities LLC9.89% · 988,523 shSEC
- PassiveNewOct 29, 2026Bain Capital Life Sciences Opportunities IV, L.P.9.99% · 14,825,625 shSEC
- PassiveAmendment 1Oct 29, 2026Millennium Management LLC6.5% · 2,165,401 shSEC
- PassiveAmendment 1Below 5%Oct 29, 2026Millennium Management LLC3.9% · 1,555,000 shSEC
- ActivistAmendment 1Below 5%Oct 29, 2026Allen Family Capital, LLC0% · 0 shSEC
- ActivistAmendment 11Oct 29, 2026Whitmore Bradford T40.3% · 6,708,835 shSEC
- ActivistAmendment 3Oct 29, 2026Sky Frontier Foundation9.9% · 8,115,087 shSEC
- PassiveAmendment 12Oct 29, 2026Corley Thomas John19.5% · 1,051,800 shSEC
- PassiveAmendment 9Below 5%Oct 29, 2026Wells Fargo & Company1.9% · 257,820 shSEC
- PassiveAmendment 3Oct 29, 2026Wells Fargo & Company7.6% · 1,887,415 shSEC
- PassiveAmendment 1Below 5%Oct 29, 2026Aberdeen Group plc0% · 0 shSEC
- PassiveAmendment 1Below 5%Oct 29, 2026Principal Global Investors0% · 849 shSEC
- PassiveAmendment 1Oct 29, 2026Principal Global Investors5.6% · 3,300,810 shSEC
- PassiveAmendment 1Oct 29, 2026Principal Real Estate Investors Llc6.9% · 3,042,012 shSEC
- PassiveAmendment 1Below 5%Oct 29, 2026Principal Global Investors4.7% · 1,514,310 shSEC
- PassiveAmendment 1Below 5%Oct 29, 2026Principal Global Investors4.9% · 1,500,897 shSEC
- PassiveAmendment 6Below 5%Oct 29, 2026Principal Global Investors, Llc2.8% · 13,054,426 shSEC
- PassiveAmendment 4Oct 29, 2026Principal Global Investors7.5% · 3,112,309 shSEC
- PassiveAmendment 1Below 5%Oct 29, 2026China International Capital Corporation Limited0% · 0 shSEC
- PassiveNewOct 28, 2026MFN Partners, LP7.6% · 24,488,600 shSEC
- PassiveNewBelow 5%Oct 28, 2026Evernorth Holdings Inc.Alta Partners LLC4.9% · 1,369,646 shSEC
- ActivistAmendment 6Oct 28, 2026Gyorgy Gattyan12.9% · 15,109,818 shSEC
- PassiveAmendment 1Below 5%Oct 28, 2026Integrated Core Strategies (US) LLC0.2% · 42,888 shSEC
- PassiveAmendment 3Oct 28, 2026Thrivent Financial For Lutherans7.7% · 3,078,300 shSEC
- PassiveAmendment 3Below 5%Oct 28, 2026Thrivent Financial For Lutherans4.98% · 3,593,000 shSEC
- PassiveAmendment 4Below 5%Oct 28, 2026M3 Funds, LLC3.88% · 607,402 shSEC
- PassiveNewOct 28, 2026North York Ltd9.8% · 1,838,273 shSEC
- PassiveAmendment 1Oct 28, 2026PennantPark Enhanced Income FundThomas J. Herzfeld Advisors, Inc.6.45% · 51,335 shSEC
- PassiveAmendment 3Oct 28, 2026M3 Funds, LLC9.83% · 4,690,176 shSEC
- ActivistNewOct 28, 2026HoldCo Opportunities Fund V, L.P.5% · 3,535,282 shSEC
- ActivistAmendment 19Below 5%Oct 28, 2026Gamco Investors, Inc. Et Al0% · 0 shSEC
- PassiveAmendment 5Oct 28, 2026Jennison Associates LLC8.8% · 3,580,467 shSEC
- PassiveNewOct 28, 2026Kanen Wealth Management LLC5.4% · 2,280,518 shSEC
- PassiveAmendment 7Oct 28, 2026Albert Rabil9.6% · 1,720,000 shSEC
- PassiveNewOct 28, 2026Bank Of America Corp /De/5.9% · 4,960,002 shSEC
| Filing | Symbol | Holder | % Owned | Shares | Filed | SEC filing |
|---|---|---|---|---|---|---|
PassiveNew | — | First Trust Portfolios L.P. in First Trust Exchange-Traded Fund VIII | 6.04% | 108,708 | Oct 30, 2026 | SEC |
PassiveAmendment 1Below 5% | — | First Trust Portfolios L.P. in First Trust Exchange-Traded Fund VIII | 4.81% | 170,701 | Oct 30, 2026 | SEC |
PassiveAmendment 1Below 5% | NHC | First Trust Portfolios L.P. in National HealthCare Corporation | 4.56% | 713,812 | Oct 30, 2026 | SEC |
PassiveNew | — | First Trust Portfolios L.P. in First Trust Exchange-Traded Fund VIII | 5.52% | 169,811 | Oct 30, 2026 | SEC |
PassiveAmendment 1Below 5% | JRI | First Trust Portfolios L.P. in Nuveen Real Asset Income and Growth Fund | 4.24% | 1,535,624 | Oct 30, 2026 | SEC |
PassiveAmendment 1Below 5% | IDE | First Trust Portfolios L.P. in Voya Infrastructure, Industrials and Materials Fund | 4% | 607,135 | Oct 30, 2026 | SEC |
PassiveAmendment 11Below 5% | IAF | First Trust Portfolios L.P. in abrdn Australia Equity Fund, Inc. | 4.81% | 469,385 | Oct 30, 2026 | SEC |
PassiveNew | — | First Trust Portfolios L.P. in First Trust Exchange-Traded Fund IV | 7.49% | 385,864 | Oct 30, 2026 | SEC |
PassiveNew | GVA | First Trust Portfolios L.P. in Granite Construction Incorporated | 5.51% | 2,411,832 | Oct 30, 2026 | SEC |
PassiveAmendment 1Below 5% | FNB | First Trust Portfolios L.P. in F.N.B. Corporation | 3.02% | 10,657,190 | Oct 30, 2026 | SEC |
PassiveAmendment 1Below 5% | — | First Trust Portfolios L.P. in VanEck IG Floating Rate ETF | 4.37% | 5,846,311 | Oct 30, 2026 | SEC |
PassiveAmendment 18Below 5% | DSM | First Trust Portfolios L.P. in BNY Mellon Strategic Municipal Bond Fund, Inc. | 4.84% | 2,391,616 | Oct 30, 2026 | SEC |
PassiveNew | CDNL | First Trust Portfolios L.P. in Cardinal Infrastructure Group Inc. (Class A) | 6.71% | 1,370,274 | Oct 30, 2026 | SEC |
PassiveNew | RRC | Giovanni Agnelli B.V. in Range Resources Corp | 5.11% | 11,934,989 | Oct 30, 2026 | SEC |
ActivistNew | NANO | Paul Lichty in Forge Nano Holdings, Inc. | 7.5% | 16,532,751 | Oct 30, 2026 | SEC |
PassiveNew | SCQC | Feis Equities LLC in SPACCircle Acquisition Corp. | 9.89% | 988,523 | Oct 29, 2026 | SEC |
PassiveNew | ADCT | Bain Capital Life Sciences Opportunities IV, L.P. in ADC Therapeutics SA | 9.99% | 14,825,625 | Oct 29, 2026 | SEC |
PassiveAmendment 1 | FBIO | Millennium Management LLC in Fortress Biotech, Inc. | 6.5% | 2,165,401 | Oct 29, 2026 | SEC |
PassiveAmendment 1Below 5% | AAC | Millennium Management LLC in Ares Acquisition Corporation III | 3.9% | 1,555,000 | Oct 29, 2026 | SEC |
ActivistAmendment 1Below 5% | STRZ | Allen Family Capital, LLC in Starz Entertainment Corp. | 0% | 0 | Oct 29, 2026 | SEC |
ActivistAmendment 11 | ULBI | Whitmore Bradford T in Ultralife Corp | 40.3% | 6,708,835 | Oct 29, 2026 | SEC |
ActivistAmendment 3 | SDEV | Sky Frontier Foundation in Stablecoin Development Corp | 9.9% | 8,115,087 | Oct 29, 2026 | SEC |
PassiveAmendment 12 | SOBR | Corley Thomas John in SOBR Safe, Inc. | 19.5% | 1,051,800 | Oct 29, 2026 | SEC |
PassiveAmendment 9Below 5% | ECF | Wells Fargo & Company in Ellsworth Growth and Income | 1.9% | 257,820 | Oct 29, 2026 | SEC |
PassiveAmendment 3 | OPP | Wells Fargo & Company in RiverNorth/DoubleLine Strategic Opp Fund | 7.6% | 1,887,415 | Oct 29, 2026 | SEC |
PassiveAmendment 1Below 5% | CRBP | Aberdeen Group plc in Corbus Pharmaceuticals Holdings, Inc. | 0% | 0 | Oct 29, 2026 | SEC |
PassiveAmendment 1Below 5% | SUJA | Principal Global Investors in Suja Life, Inc. | 0% | 849 | Oct 29, 2026 | SEC |
PassiveAmendment 1 | NICE | Principal Global Investors in NICE Ltd. | 5.6% | 3,300,810 | Oct 29, 2026 | SEC |
PassiveAmendment 1 | NHP | Principal Real Estate Investors Llc in National Healthcare Properties, Inc. | 6.9% | 3,042,012 | Oct 29, 2026 | SEC |
PassiveAmendment 1Below 5% | COLL | Principal Global Investors in Collegium Pharmaceutical, Inc | 4.7% | 1,514,310 | Oct 29, 2026 | SEC |
PassiveAmendment 1Below 5% | CSTL | Principal Global Investors in Castle Biosciences Inc | 4.9% | 1,500,897 | Oct 29, 2026 | SEC |
PassiveAmendment 6Below 5% | BIPH | Principal Global Investors, Llc in Brookfield Infrastructure Partners L.P. | 2.8% | 13,054,426 | Oct 29, 2026 | SEC |
PassiveAmendment 4 | H | Principal Global Investors in Hyatt Hotels Corp | 7.5% | 3,112,309 | Oct 29, 2026 | SEC |
PassiveAmendment 1Below 5% | UCL | China International Capital Corporation Limited in uCloudlink Group Inc. | 0% | 0 | Oct 29, 2026 | SEC |
PassiveNew | CORZ | MFN Partners, LP in Core Scientific, Inc. | 7.6% | 24,488,600 | Oct 28, 2026 | SEC |
PassiveNewBelow 5% | — | Alta Partners LLC in Evernorth Holdings Inc. | 4.9% | 1,369,646 | Oct 28, 2026 | SEC |
ActivistAmendment 6 | PLBY | Gyorgy Gattyan in Playboy, Inc. | 12.9% | 15,109,818 | Oct 28, 2026 | SEC |
PassiveAmendment 1Below 5% | KPTI | Integrated Core Strategies (US) LLC in Karyopharm Therapeutics Inc. | 0.2% | 42,888 | Oct 28, 2026 | SEC |
PassiveAmendment 3 | GLOO | Thrivent Financial For Lutherans in Gloo Holdings, Inc. | 7.7% | 3,078,300 | Oct 28, 2026 | SEC |
PassiveAmendment 3Below 5% | AIRS | Thrivent Financial For Lutherans in Airsculpt Technologies, Inc. | 4.98% | 3,593,000 | Oct 28, 2026 | SEC |
PassiveAmendment 4Below 5% | RBKB | M3 Funds, LLC in Rhinebeck Bancorp | 3.88% | 607,402 | Oct 28, 2026 | SEC |
PassiveNew | NMAD | North York Ltd in NOMAD Power Solutions, Inc. | 9.8% | 1,838,273 | Oct 28, 2026 | SEC |
PassiveAmendment 1 | — | Thomas J. Herzfeld Advisors, Inc. in PennantPark Enhanced Income Fund | 6.45% | 51,335 | Oct 28, 2026 | SEC |
PassiveAmendment 3 | ASLE | M3 Funds, LLC in AerSale Corp. | 9.83% | 4,690,176 | Oct 28, 2026 | SEC |
ActivistNew | BKU | HoldCo Opportunities Fund V, L.P. in BankUnited, Inc. | 5% | 3,535,282 | Oct 28, 2026 | SEC |
ActivistAmendment 19Below 5% | NATH | Gamco Investors, Inc. Et Al in Nathans Famous, Inc. | 0% | 0 | Oct 28, 2026 | SEC |
PassiveAmendment 5 | HFWA | Jennison Associates LLC in Heritage Financial Corp | 8.8% | 3,580,467 | Oct 28, 2026 | SEC |
PassiveNew | APYX | Kanen Wealth Management LLC in Apyx Medical Corp | 5.4% | 2,280,518 | Oct 28, 2026 | SEC |
PassiveAmendment 7 | TBCH | Albert Rabil in Turtle Beach Corporation | 9.6% | 1,720,000 | Oct 28, 2026 | SEC |
PassiveNew | CDZI | Bank Of America Corp /De/ in Cadiz Inc | 5.9% | 4,960,002 | Oct 28, 2026 | SEC |