Activist & passive stakes

Investors crossing the 5% ownership line, from SEC Schedule 13D (activist) and 13G (passive) filings. Newest first.

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All filings, new and amended.151–200 of 462
  • PassiveAmendment 1Below 5%
    Oct 30, 2026
    NHC · National HealthCare Corporation
    First Trust Portfolios L.P.
    4.56% · 713,812 shSEC
  • PassiveNew
    Oct 30, 2026
    First Trust Exchange-Traded Fund VIII
    First Trust Portfolios L.P.
    5.52% · 169,811 shSEC
  • PassiveAmendment 1Below 5%
    Oct 30, 2026
    JRI · Nuveen Real Asset Income and Growth Fund
    First Trust Portfolios L.P.
    4.24% · 1,535,624 shSEC
  • PassiveNew
    Oct 30, 2026
    First Trust Exchange-Traded Fund IV
    First Trust Portfolios L.P.
    7.49% · 385,864 shSEC
  • PassiveNew
    Oct 30, 2026
    BANL · CBL International Limited
    Berjaya Shipping Limited
    18.9% · 300,000 shSEC
  • ActivistNew
    Oct 30, 2026
    BBCI · Bradbury Capital Inc.
    Benjamin Tan Hua Boon
    7.15% · 2,000,000 shSEC
  • PassiveAmendment 11
    Oct 30, 2026
    TATT · TAT Technologies Ltd
    Meitav Investment House Ltd
    19.48% · 2,528,804 shSEC
  • ActivistAmendment 1
    Oct 30, 2026
    ESYN · Enersyn Global Inc.
    Liu Ming Hui
    94.8% · 180,000,000 shSEC
  • ActivistNew
    Oct 30, 2026
    NANO · Forge Nano Holdings, Inc.
    Paul Lichty
    7.5% · 16,532,751 shSEC
  • ActivistNew
    Oct 30, 2026
    LUDG · Ludwig Enterprises, Inc.
    Foxo Technologies Inc.
    74.9% · 500,000,000 shSEC
  • PassiveNew
    Oct 30, 2026
    AMOD · Alpha Modus Holdings, Inc.
    Kosow Keith
    9.88% · 6,304,348 shSEC
  • ActivistNew
    Oct 29, 2026
    ZVIA · Zevia PBC
    Bubble Holdings, LLC
    16.1% · 13,812,154 shSEC
  • ActivistAmendment 6Below 5%
    Oct 29, 2026
    GOSS · Gossamer Bio, Inc.
    D. E. Shaw & Co., L.L.C.
    4.2% · 255,431 shSEC
  • PassiveNew
    Oct 29, 2026
    LTGO · Latigo Biotherapeutics, Inc.
    Dr. Beth C. Seidenberg
    19.9% · 13,199,669 shSEC
  • PassiveNew
    Oct 29, 2026
    ETRA · Electra Therapeutics, Inc.
    Dr. Beth C. Seidenberg
    10.1% · 6,347,539 shSEC
  • PassiveNew
    Oct 29, 2026
    ADCT · ADC Therapeutics SA
    Bain Capital Life Sciences Opportunities IV, L.P.
    9.99% · 14,825,625 shSEC
  • PassiveAmendment 1
    Oct 29, 2026
    FBIO · Fortress Biotech, Inc.
    Millennium Management LLC
    6.5% · 2,165,401 shSEC
  • ActivistAmendment 45
    Oct 29, 2026
    TOPS · Top Ships Inc.
    Family Trading Inc.
    21.95% · 2,930,718 shSEC
  • ActivistAmendment 1
    Oct 29, 2026
    SKYA · SkyAI, Inc.
    Wei Zhu
    9.9% · 5,128,244 shSEC
  • PassiveNew
    Oct 29, 2026
    BUUU · BUUU Group Ltd
    A Max Holding Limited
    16.8% · 25,000,000 shSEC
  • PassiveNew
    Oct 29, 2026
    XLAB · Exascale Labs Holdings Inc.
    Hack Seed Fund II LP
    5.9% · 2,000,000 shSEC
  • ActivistAmendment 11
    Oct 29, 2026
    ULBI · Ultralife Corp
    Whitmore Bradford T
    40.3% · 6,708,835 shSEC
  • ActivistAmendment 36
    Oct 29, 2026
    TMUS · T-Mobile US, Inc.
    Deutsche Telekom AG
    55.9% · 592,065,875 shSEC
  • PassiveAmendment 2Below 5%
    Oct 29, 2026
    KPLT · Katapult Holdings, Inc.
    Blumberg Capital III, L.P.
    0.3% · 258,632 shSEC
  • PassiveNew
    Oct 29, 2026
    AVTX · Avalo Therapeutics, Inc.
    Trails Edge Capital Partners, LP
    5.2% · 2,803,761 shSEC
  • PassiveAmendment 2Below 5%
    Oct 29, 2026
    UPB · Upstream Bio, Inc.
    Decheng Capital Global Life Sciences Fund IV, L.P.
    4.9% · 2,724,868 shSEC
  • PassiveNew
    Oct 29, 2026
    CSBA · CSB Financial Inc.
    Community Savings Bank Employee Stock Ownership Plan Trust
    8% · 112,235 shSEC
  • ActivistAmendment 2
    Oct 29, 2026
    VISM · Visium Technologies, Inc.
    Mark B. Lucky
    9.43% · 119,746,869 shSEC
  • PassiveNew
    Oct 29, 2026
    RBNE · Robin Energy Ltd.
    Fouad Ahmed
    43% · 573,090 shSEC
  • PassiveAmendment 12
    Oct 29, 2026
    SOBR · SOBR Safe, Inc.
    Corley Thomas John
    19.5% · 1,051,800 shSEC
  • ActivistNew
    Oct 29, 2026
    NNOX · Nano-X Imaging Ltd.
    Moalem Moshe
    8.49% · 6,675,413 shSEC
  • PassiveAmendment 9Below 5%
    Oct 29, 2026
    ECF · Ellsworth Growth and Income
    Wells Fargo & Company
    1.9% · 257,820 shSEC
  • PassiveAmendment 3
    Oct 29, 2026
    OPP · RiverNorth/DoubleLine Strategic Opp Fund
    Wells Fargo & Company
    7.6% · 1,887,415 shSEC
  • PassiveNew
    Oct 29, 2026
    COSM · Cosmos Health Inc
    Wells Fargo & Company
    5.1% · 5,119,640 shSEC
  • PassiveNew
    Oct 29, 2026
    AIBT · Aibotics, Inc.
    Harris Toby Allen
    15.4% · 137,264,097 shSEC
  • PassiveAmendment 1Below 5%
    Oct 29, 2026
    CRBP · Corbus Pharmaceuticals Holdings, Inc.
    Aberdeen Group plc
    0% · 0 shSEC
  • PassiveAmendment 1Below 5%
    Oct 29, 2026
    TECX · Tectonic Therapeutic, Inc.
    Aberdeen Group plc
    2.48% · 484,887 shSEC
  • PassiveAmendment 1
    Oct 29, 2026
    NHP · National Healthcare Properties, Inc.
    Principal Real Estate Investors Llc
    6.9% · 3,042,012 shSEC
  • PassiveAmendment 1Below 5%
    Oct 29, 2026
    COLL · Collegium Pharmaceutical, Inc
    Principal Global Investors
    4.7% · 1,514,310 shSEC
  • PassiveAmendment 6Below 5%
    Oct 29, 2026
    BIPH · Brookfield Infrastructure Partners L.P.
    Principal Global Investors, Llc
    2.8% · 13,054,426 shSEC
  • PassiveAmendment 4
    Oct 29, 2026
    H · Hyatt Hotels Corp
    Principal Global Investors
    7.5% · 3,112,309 shSEC
  • ActivistAmendment 1
    Oct 29, 2026
    VISM · Visium Technologies, Inc.
    Mark B. Lucky
    9.43% · 119,746,869 shSEC
  • PassiveAmendment 1Below 5%
    Oct 29, 2026
    TRAD · APEX Tech Acquisition Inc.
    UBS Group AG
    0% · 0 shSEC
  • ActivistAmendment 19
    Oct 29, 2026
    NNDM · Nano Dimension Ltd.
    Murchinson Ltd.
    10.1% · 20,416,500 shSEC
  • PassiveAmendment 2
    Oct 29, 2026
    WPRT · Aetherion Technoligies Inc.
    Royce & Associates Lp
    6.55% · 1,244,479 shSEC
  • ActivistAmendment 3Below 5%
    Oct 29, 2026
    RAASY · Cloopen Group Holding Limited
    TB Alternative Assets Ltd.
    0% · 0 shSEC
  • PassiveAmendment 3
    Oct 29, 2026
    ARCT · Arcturus Therapeutics Holdings Inc.
    Sumitomo Mitsui Trust Group, Inc.
    5.9% · 1,689,107 shSEC
  • PassiveAmendment 5Below 5%
    Oct 29, 2026
    MFG · Mizuho Financial Group, Inc.
    Sumitomo Mitsui Trust Group, Inc.
    5% · 121,591,698 shSEC
  • PassiveAmendment 1Below 5%
    Oct 29, 2026
    UCL · uCloudlink Group Inc.
    China International Capital Corporation Limited
    0% · 0 shSEC
  • PassiveNewBelow 5%
    Oct 28, 2026
    Evernorth Holdings Inc.
    Alta Partners LLC
    4.9% · 1,369,646 shSEC