Activist & passive stakes
Investors crossing the 5% ownership line, from SEC Schedule 13D (activist) and 13G (passive) filings. Newest first.
Showing the last 10 days.Sign up free for 90 days
All filings, new and amended.101–150 of 189
- PassiveNewNov 11, 2026The Goldman Sachs Group, Inc.5.2% · 6,714,144 shSEC
- PassiveAmendment 2Below 5%Nov 10, 2026Michel Combes1.13% · 1,143,333 shSEC
- PassiveAmendment 2Below 5%Nov 10, 2026Mitchell P. Kopin3.3% · 62,063 shSEC
- ActivistNewNov 10, 2026Scipher Medicine Corp10.4% · 74,576,240 shSEC
- PassiveAmendment 1Nov 10, 2026Invesco Ltd.7.8% · 11,873,607 shSEC
- PassiveAmendment 8Nov 10, 2026Invesco Ltd.11.1% · 16,107,971 shSEC
- PassiveAmendment 5Below 5%Nov 10, 2026Invesco Ltd.0% · 30,562 shSEC
- PassiveNewNov 10, 2026Chardan Capital Markets LLC5.6% · 1,615,385 shSEC
- ActivistAmendment 2Nov 10, 2026RA Capital Management, L.P.8.5% · 3,494,638 shSEC
- ActivistAmendment 33Nov 10, 2026Erik M. Herzfeld, et al.31.83% · 611,527 shSEC
- ActivistAmendment 40Nov 10, 2026Thomas J. Herzfeld, et al.38.16% · 733,098 shSEC
- PassiveAmendment 1Nov 10, 2026Invesco Bloomberg Enhanced Fallen Angels ETFInvesco Ltd.18.5% · 3,075,723 shSEC
- PassiveNewNov 10, 2026First Eagle Investment Management, LLC6.1% · 509,874 shSEC
- PassiveAmendment 4Nov 10, 2026Thomas A. Satterfield, Jr.9.9% · 1,539,134 shSEC
- PassiveAmendment 4Nov 10, 2026Thomas A. Satterfield, Jr.8.8% · 616,565 shSEC
- PassiveAmendment 1Below 5%Nov 10, 2026Thomas A. Satterfield, Jr.4.8% · 33,470 shSEC
- PassiveAmendment 3Nov 10, 2026Thomas A. Satterfield, Jr.9.9% · 5,434,150 shSEC
- PassiveAmendment 3Nov 10, 2026Stone Point Credit Income FundCalifornia State Teachers Retirement System9.1% · 1,677,300 shSEC
- PassiveNewNov 10, 2026State Street Corporation5.5% · 6,723,443 shSEC
- PassiveNewBelow 5%Nov 10, 2026State Street Corporation5% · 51,980,706 shSEC
- PassiveNewNov 10, 2026State Street Corporation7.4% · 20,353,572 shSEC
- PassiveNewNov 10, 2026State Street Corporation5.1% · 212,943,706 shSEC
- PassiveNewNov 10, 2026State Street Corporation5% · 18,917,265 shSEC
- PassiveNewBelow 5%Nov 10, 2026State Street Corporation4.1% · 9,025,855 shSEC
- PassiveNewBelow 5%Nov 10, 2026State Street Corporation4.3% · 7,737,938 shSEC
- PassiveNewBelow 5%Nov 10, 2026State Street Corporation4.7% · 6,739,385 shSEC
- PassiveNewBelow 5%Nov 10, 2026State Street Corporation3.4% · 1,756,368 shSEC
- PassiveNewBelow 5%Nov 10, 2026State Street Corporation4.9% · 19,605,453 shSEC
- PassiveNewNov 10, 2026State Street Corporation5.3% · 1,614,059 shSEC
- ActivistAmendment 2Nov 10, 2026Toronto Dominion Investments Llc100% · 5,877 shSEC
- ActivistAmendment 1Nov 10, 2026Toronto Dominion Investments, Inc.100% · 2,319 shSEC
- ActivistAmendment 3Nov 10, 2026Toronto Dominion Investments, Inc.39.8% · 2,010 shSEC
- ActivistAmendment 1Nov 10, 2026Toronto Dominion Investments, Inc.100% · 826 shSEC
- ActivistAmendment 1Nov 10, 2026Toronto Dominion Investments, Inc.100% · 116 shSEC
- ActivistAmendment 5Nov 10, 2026Turlov Timur R64.91% · 41,405,112 shSEC
- ActivistAmendment 1Nov 10, 2026Core University Living Real Estate Income TrustCS RE Holdings, LLC19.1% · 2,625,661 shSEC
- PassiveNewNov 9, 2026W. R. Berkley Corporation6.5% · 1,552,905 shSEC
- ActivistAmendment 5Nov 9, 2026Diamondback Energy, Inc.43.1% · 145,972,177 shSEC
- ActivistAmendment 3Nov 9, 2026Thoma Bravo UGP, LLC28.3% · 50,090,643 shSEC
- ActivistAmendment 5Nov 7, 2026Anthony Pompliano20% · 15,101,020 shSEC
- PassiveAmendment 4Nov 7, 2026Morgan Stanley10.1% · 6,182,834 shSEC
- PassiveAmendment 3Nov 6, 2026Morgan Stanley9.9% · 6,101,066 shSEC
- ActivistAmendment 1Nov 6, 2026Thomas F. Frist, Jr.33.8% · 70,536,810 shSEC
- ActivistAmendment 6Below 5%Nov 6, 20261953 Private Family Trust Company LLC, not individually, but solely as trustee of the trusts listed on Appendix A-2.3.6% · 1,546,641 shSEC
- PassiveNewNov 6, 2026Irenic Capital Management LP6.5% · 8,410,009 shSEC
- PassiveAmendment 3Below 5%Nov 6, 2026Jane Street Group, Llc3.4% · 22,895,125 shSEC
- PassiveAmendment 1Below 5%Nov 6, 2026Jane Street Group, Llc2.4% · 7,031,044 shSEC
- PassiveAmendment 1Below 5%Nov 6, 2026Jane Street Group, Llc1.3% · 20,186 shSEC
- PassiveAmendment 6Nov 6, 2026Eagle Point Credit Management LLC23.3% · 321,304 shSEC
- PassiveAmendment 8Below 5%Nov 6, 2026Eagle Point Credit Management LLC4.3% · 146,327 shSEC
| Filing | Symbol | Holder | % Owned | Shares | Filed | SEC filing |
|---|---|---|---|---|---|---|
PassiveNew | ARI | The Goldman Sachs Group, Inc. in Apollo Commercial Real Estate Finance, Inc. | 5.2% | 6,714,144 | Nov 11, 2026 | SEC |
PassiveAmendment 2Below 5% | MRLN | Michel Combes in Merlin, Inc. | 1.13% | 1,143,333 | Nov 10, 2026 | SEC |
PassiveAmendment 2Below 5% | PWCM | Mitchell P. Kopin in Powercompute, Inc. | 3.3% | 62,063 | Nov 10, 2026 | SEC |
ActivistNew | CMMB | Scipher Medicine Corp in Chemomab Therapeutics Ltd. | 10.4% | 74,576,240 | Nov 10, 2026 | SEC |
PassiveAmendment 1 | WT | Invesco Ltd. in WisdomTree Inc | 7.8% | 11,873,607 | Nov 10, 2026 | SEC |
PassiveAmendment 8 | USAC | Invesco Ltd. in USA Compression Partners LP | 11.1% | 16,107,971 | Nov 10, 2026 | SEC |
PassiveAmendment 5Below 5% | PHAT | Invesco Ltd. in Phathom Pharmaceuticals Inc | 0% | 30,562 | Nov 10, 2026 | SEC |
PassiveNew | BIOT | Chardan Capital Markets LLC in Instinct Bio Technical Company Holdings Inc. | 5.6% | 1,615,385 | Nov 10, 2026 | SEC |
ActivistAmendment 2 | EVMN | RA Capital Management, L.P. in Evommune, Inc. | 8.5% | 3,494,638 | Nov 10, 2026 | SEC |
ActivistAmendment 33 | HERZ | Erik M. Herzfeld, et al. in Herzfeld Credit Income Fund, Inc. | 31.83% | 611,527 | Nov 10, 2026 | SEC |
ActivistAmendment 40 | HERZ | Thomas J. Herzfeld, et al. in Herzfeld Credit Income Fund, Inc. | 38.16% | 733,098 | Nov 10, 2026 | SEC |
PassiveAmendment 1 | — | Invesco Ltd. in Invesco Bloomberg Enhanced Fallen Angels ETF | 18.5% | 3,075,723 | Nov 10, 2026 | SEC |
PassiveNew | SDHC | First Eagle Investment Management, LLC in Smith Douglas Homes Corp | 6.1% | 509,874 | Nov 10, 2026 | SEC |
PassiveAmendment 4 | BCDA | Thomas A. Satterfield, Jr. in BioCardia, Inc. | 9.9% | 1,539,134 | Nov 10, 2026 | SEC |
PassiveAmendment 4 | CRIS | Thomas A. Satterfield, Jr. in Curis, Inc. | 8.8% | 616,565 | Nov 10, 2026 | SEC |
PassiveAmendment 1Below 5% | NVNO | Thomas A. Satterfield, Jr. in enVVeno Medical Corporation | 4.8% | 33,470 | Nov 10, 2026 | SEC |
PassiveAmendment 3 | OSTX | Thomas A. Satterfield, Jr. in OS Therapies Incorporated | 9.9% | 5,434,150 | Nov 10, 2026 | SEC |
PassiveAmendment 3 | — | California State Teachers Retirement System in Stone Point Credit Income Fund | 9.1% | 1,677,300 | Nov 10, 2026 | SEC |
PassiveNew | SUI | State Street Corporation in Sun Communities Inc | 5.5% | 6,723,443 | Nov 10, 2026 | SEC |
PassiveNewBelow 5% | QCOM | State Street Corporation in Qualcomm Inc | 5% | 51,980,706 | Nov 10, 2026 | SEC |
PassiveNew | OMC | State Street Corporation in Omnicom Group Inc | 7.4% | 20,353,572 | Nov 10, 2026 | SEC |
PassiveNew | XOM | State Street Corporation in Exxonmobil Holdings Corp | 5.1% | 212,943,706 | Nov 10, 2026 | SEC |
PassiveNew | DXCM | State Street Corporation in Dexcom Inc | 5% | 18,917,265 | Nov 10, 2026 | SEC |
PassiveNewBelow 5% | CTMX | State Street Corporation in Cytomx Therapeutics Inc | 4.1% | 9,025,855 | Nov 10, 2026 | SEC |
PassiveNewBelow 5% | CMPX | State Street Corporation in Compass Therapeutics Inc | 4.3% | 7,737,938 | Nov 10, 2026 | SEC |
PassiveNewBelow 5% | CBSH | State Street Corporation in Commerce Bancshares Inc/Mo | 4.7% | 6,739,385 | Nov 10, 2026 | SEC |
PassiveNewBelow 5% | CCOI | State Street Corporation in Cogent Communications Holdings Inc | 3.4% | 1,756,368 | Nov 10, 2026 | SEC |
PassiveNewBelow 5% | ADP | State Street Corporation in Automatic Data Processing Inc | 4.9% | 19,605,453 | Nov 10, 2026 | SEC |
PassiveNew | AOSL | State Street Corporation in Alpha & Omega Semiconductor Ltd | 5.3% | 1,614,059 | Nov 10, 2026 | SEC |
ActivistAmendment 2 | MYI | Toronto Dominion Investments Llc in Blackrock Muniyield Quality Fund Iii, Inc. | 100% | 5,877 | Nov 10, 2026 | SEC |
ActivistAmendment 1 | MIY | Toronto Dominion Investments, Inc. in Blackrock Muniyield Michigan Quality Fund, Inc. | 100% | 2,319 | Nov 10, 2026 | SEC |
ActivistAmendment 3 | MYN | Toronto Dominion Investments, Inc. in Blackrock Muniyield New York Quality Fund, Inc. | 39.8% | 2,010 | Nov 10, 2026 | SEC |
ActivistAmendment 1 | MPA | Toronto Dominion Investments, Inc. in Blackrock Muniyield Pennsylvania Quality Fund | 100% | 826 | Nov 10, 2026 | SEC |
ActivistAmendment 1 | BHV | Toronto Dominion Investments, Inc. in Blackrock Virginia Municipal Bond Trust | 100% | 116 | Nov 10, 2026 | SEC |
ActivistAmendment 5 | FRHC | Turlov Timur R in Freedom Holding Corp. | 64.91% | 41,405,112 | Nov 10, 2026 | SEC |
ActivistAmendment 1 | — | CS RE Holdings, LLC in Core University Living Real Estate Income Trust | 19.1% | 2,625,661 | Nov 10, 2026 | SEC |
PassiveNew | JACS | W. R. Berkley Corporation in Jackson Acquisition Company Ii | 6.5% | 1,552,905 | Nov 9, 2026 | SEC |
ActivistAmendment 5 | VNOM | Diamondback Energy, Inc. in Viper Energy, Inc. | 43.1% | 145,972,177 | Nov 9, 2026 | SEC |
ActivistAmendment 3 | NABL | Thoma Bravo UGP, LLC in N-able, Inc. | 28.3% | 50,090,643 | Nov 9, 2026 | SEC |
ActivistAmendment 5 | SVIA | Anthony Pompliano in Silvia, Inc. | 20% | 15,101,020 | Nov 7, 2026 | SEC |
PassiveAmendment 4 | WIW | Morgan Stanley in Western Asset Inflation-Linked Opportunities & Income Fund | 10.1% | 6,182,834 | Nov 7, 2026 | SEC |
PassiveAmendment 3 | WIW | Morgan Stanley in Western Asset Inflation-Linked Opportunities & Income Fund | 9.9% | 6,101,066 | Nov 6, 2026 | SEC |
ActivistAmendment 1 | HCA | Thomas F. Frist, Jr. in HCA Healthcare, Inc. | 33.8% | 70,536,810 | Nov 6, 2026 | SEC |
ActivistAmendment 6Below 5% | H | 1953 Private Family Trust Company LLC, not individually, but solely as trustee of the trusts listed on Appendix A-2. in Hyatt Hotels Corporation | 3.6% | 1,546,641 | Nov 6, 2026 | SEC |
PassiveNew | ARI | Irenic Capital Management LP in Apollo Commercial Real Estate Finance, Inc. | 6.5% | 8,410,009 | Nov 6, 2026 | SEC |
PassiveAmendment 3Below 5% | SMCI | Jane Street Group, Llc in Super Micro Computer, Inc. | 3.4% | 22,895,125 | Nov 6, 2026 | SEC |
PassiveAmendment 1Below 5% | BE | Jane Street Group, Llc in Bloom Energy Corp | 2.4% | 7,031,044 | Nov 6, 2026 | SEC |
PassiveAmendment 1Below 5% | ALP | Jane Street Group, Llc in Alpha Compute Corp | 1.3% | 20,186 | Nov 6, 2026 | SEC |
PassiveAmendment 6 | PDCC | Eagle Point Credit Management LLC in Pearl Diver Credit Company Inc. | 23.3% | 321,304 | Nov 6, 2026 | SEC |
PassiveAmendment 8Below 5% | OCCI | Eagle Point Credit Management LLC in OFS Credit Company, Inc. | 4.3% | 146,327 | Nov 6, 2026 | SEC |