Activist & passive stakes
Investors crossing the 5% ownership line, from SEC Schedule 13D (activist) and 13G (passive) filings. Newest first.
Showing the last 10 days.Sign up free for 90 days
All filings, new and amended.51–78 of 78
- PassiveAmendment 3Nov 9, 2026Kibo Investments Pte. Ltd.7.3% · 3,184,094 shSEC
- PassiveAmendment 1Below 5%Nov 9, 2026Leggett & Platt, IncorporatedThe Goldman Sachs Group, Inc.0% · 0 shSEC
- PassiveAmendment 3Nov 9, 2026Stock Yards Bank & Trust Co8% · 2,496,585 shSEC
- PassiveAmendment 4Nov 7, 2026Morgan Stanley10.1% · 6,182,834 shSEC
- PassiveAmendment 3Nov 6, 2026Morgan Stanley9.9% · 6,101,066 shSEC
- PassiveAmendment 5Nov 6, 2026Eagle Point Credit Management LLC11.7% · 143,052 shSEC
- PassiveAmendment 1Below 5%Nov 6, 2026Karpus Management, Inc.1.25% · 19,000 shSEC
- PassiveAmendment 1Nov 6, 2026Barclays PLC7.16% · 1,574,020 shSEC
- PassiveAmendment 18Nov 6, 2026Primecap Management Co/Ca/13.29% · 9,879,855 shSEC
- ActivistAmendment 7Nov 6, 2026Saba Capital Management, L.P.13.48% · 1,821,810 shSEC
- ActivistNewNov 5, 2026Third Point Private Capital Income FundThird Point LLC100% · 161,000 shSEC
- PassiveAmendment 1Below 5%Nov 5, 2026Xencor, Inc.1.5% · 1,000,000 shSEC
- PassiveAmendment 1Below 5%Nov 5, 2026Neuberger Berman Group LLC4.8% · 1,479,934 shSEC
- PassiveAmendment 1Below 5%Nov 5, 2026Keystone Capital Partners, LLC6.32% · 419,298 shSEC
- PassiveAmendment 1Below 5%Nov 5, 2026iShares Securitized Income Active ETFFmr Llc3.1% · 470,126 shSEC
- PassiveAmendment 5Nov 5, 2026Fmr Llc8% · 1,533,119 shSEC
- PassiveNewNov 5, 2026Fmr Llc6.1% · 3,194,614 shSEC
- PassiveAmendment 4Nov 5, 2026Fmr Llc13.3% · 66,242,260 shSEC
- PassiveNewNov 5, 2026Capital Group Short Duration Income ETFFmr Llc5.4% · 5,857,186 shSEC
- PassiveAmendment 7Nov 5, 2026Sit Investment Associates Inc37.7% · 24,026,295 shSEC
- PassiveAmendment 1Nov 5, 2026Sit Investment Associates Inc10.2% · 889,068 shSEC
- PassiveAmendment 4Nov 5, 2026Sit Investment Associates Inc33.9% · 11,323,734 shSEC
- ActivistNewNov 4, 2026Main Street Capital CORP5% · 2,250,574 shSEC
- PassiveAmendment 6Nov 4, 2026iShares iBonds 2033 Term High Yield and Income ETFBlackRock Portfolio Management LLC50% · 400,000 shSEC
- PassiveAmendment 5Nov 4, 2026iShares Nasdaq Premium Income Active ETFBlackRock Portfolio Management LLC25.1% · 200,656 shSEC
- ActivistAmendment 4Nov 4, 2026Clarion Partners Real Estate Income Fund Inc.Franklin Templeton, Inc.48.2% · 93,329 shSEC
- PassiveAmendment 3Nov 4, 2026John Hancock GA Senior Loan TrustManulife International Limited9% · 7,828,201 shSEC
- ActivistNewNov 4, 2026Saba Capital Management, L.P.5.18% · 7,976,862 shSEC
| Filing | Symbol | Holder | % Owned | Shares | Filed | SEC filing |
|---|---|---|---|---|---|---|
PassiveAmendment 3 | GNK | Kibo Investments Pte. Ltd. in Genco Shipping & Trading Ltd | 7.3% | 3,184,094 | Nov 9, 2026 | SEC |
PassiveAmendment 1Below 5% | — | The Goldman Sachs Group, Inc. in Leggett & Platt, Incorporated | 0% | 0 | Nov 9, 2026 | SEC |
PassiveAmendment 3 | SYBT | Stock Yards Bank & Trust Co in Stock Yards Bancorp, Inc. | 8% | 2,496,585 | Nov 9, 2026 | SEC |
PassiveAmendment 4 | WIW | Morgan Stanley in Western Asset Inflation-Linked Opportunities & Income Fund | 10.1% | 6,182,834 | Nov 7, 2026 | SEC |
PassiveAmendment 3 | WIW | Morgan Stanley in Western Asset Inflation-Linked Opportunities & Income Fund | 9.9% | 6,101,066 | Nov 6, 2026 | SEC |
PassiveAmendment 5 | CCIF | Eagle Point Credit Management LLC in Carlyle Credit Income Fund | 11.7% | 143,052 | Nov 6, 2026 | SEC |
PassiveAmendment 1Below 5% | EIC | Karpus Management, Inc. in Eagle Point Income Co | 1.25% | 19,000 | Nov 6, 2026 | SEC |
PassiveAmendment 1 | OPI | Barclays PLC in Office Properties Income Tru | 7.16% | 1,574,020 | Nov 6, 2026 | SEC |
PassiveAmendment 18 | XNCR | Primecap Management Co/Ca/ in Xencor Inc | 13.29% | 9,879,855 | Nov 6, 2026 | SEC |
ActivistAmendment 7 | ECF | Saba Capital Management, L.P. in Ellsworth Growth and Income Fund Ltd. | 13.48% | 1,821,810 | Nov 6, 2026 | SEC |
ActivistNew | — | Third Point LLC in Third Point Private Capital Income Fund | 100% | 161,000 | Nov 5, 2026 | SEC |
PassiveAmendment 1Below 5% | ZBIO | Xencor, Inc. in Zenas BioPharma, Inc. | 1.5% | 1,000,000 | Nov 5, 2026 | SEC |
PassiveAmendment 1Below 5% | SYBT | Neuberger Berman Group LLC in Stock Yards Bancorp, Inc. | 4.8% | 1,479,934 | Nov 5, 2026 | SEC |
PassiveAmendment 1Below 5% | ONCO | Keystone Capital Partners, LLC in Onconetix, Inc. | 6.32% | 419,298 | Nov 5, 2026 | SEC |
PassiveAmendment 1Below 5% | — | Fmr Llc in iShares Securitized Income Active ETF | 3.1% | 470,126 | Nov 5, 2026 | SEC |
PassiveAmendment 5 | WASH | Fmr Llc in Washington Trust Bancorp, Inc | 8% | 1,533,119 | Nov 5, 2026 | SEC |
PassiveNew | NBTB | Fmr Llc in Nbt Bancorp Inc | 6.1% | 3,194,614 | Nov 5, 2026 | SEC |
PassiveAmendment 4 | ELAN | Fmr Llc in Elanco Animal Health Inc | 13.3% | 66,242,260 | Nov 5, 2026 | SEC |
PassiveNew | — | Fmr Llc in Capital Group Short Duration Income ETF | 5.4% | 5,857,186 | Nov 5, 2026 | SEC |
PassiveAmendment 7 | TSI | Sit Investment Associates Inc in TCW Strategic Income Fund, Inc. | 37.7% | 24,026,295 | Nov 5, 2026 | SEC |
PassiveAmendment 1 | JHI | Sit Investment Associates Inc in John Hancock Investors Trust | 10.2% | 889,068 | Nov 5, 2026 | SEC |
PassiveAmendment 4 | FINS | Sit Investment Associates Inc in Angel Oak Financial Strategies Income Term Trust | 33.9% | 11,323,734 | Nov 5, 2026 | SEC |
ActivistNew | MSIF | Main Street Capital CORP in Msc Income Fund, Inc. | 5% | 2,250,574 | Nov 4, 2026 | SEC |
PassiveAmendment 6 | — | BlackRock Portfolio Management LLC in iShares iBonds 2033 Term High Yield and Income ETF | 50% | 400,000 | Nov 4, 2026 | SEC |
PassiveAmendment 5 | — | BlackRock Portfolio Management LLC in iShares Nasdaq Premium Income Active ETF | 25.1% | 200,656 | Nov 4, 2026 | SEC |
ActivistAmendment 4 | — | Franklin Templeton, Inc. in Clarion Partners Real Estate Income Fund Inc. | 48.2% | 93,329 | Nov 4, 2026 | SEC |
PassiveAmendment 3 | — | Manulife International Limited in John Hancock GA Senior Loan Trust | 9% | 7,828,201 | Nov 4, 2026 | SEC |
ActivistNew | VVR | Saba Capital Management, L.P. in Invesco Senior Income Trust | 5.18% | 7,976,862 | Nov 4, 2026 | SEC |