Activist & passive stakes

Investors crossing the 5% ownership line, from SEC Schedule 13D (activist) and 13G (passive) filings. Newest first.

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All filings, new and amended.601–650 of 933
  • ActivistAmendment 7Below 5%
    Nov 6, 2026
    GAME · GameSquare Holdings, Inc.
    John C. Goff
    3.3% · 595,686 shSEC
  • ActivistAmendment 11
    Nov 6, 2026
    CLRO · Clearone Inc
    Bagley Edward D
    6.5% · 173,511 shSEC
  • PassiveAmendment 1
    Nov 6, 2026
    MACI · Melar Acquisition Corp. I/Cayman
    Karpus Management, Inc.
    15.83% · 901,428 shSEC
  • PassiveAmendment 1Below 5%
    Nov 6, 2026
    AEHR · Aehr Test Systems
    Jane Street Group, Llc
    3.3% · 1,076,577 shSEC
  • PassiveAmendment 2Below 5%
    Nov 6, 2026
    KTTA · Pasithea Therapeutics Corp.
    Opaleye Management Inc.
    0% · 0 shSEC
  • PassiveAmendment 8
    Nov 6, 2026
    ETON · Eton Pharmaceuticals, Inc.
    Opaleye Management Inc.
    8.54% · 2,440,000 shSEC
  • PassiveAmendment 5
    Nov 6, 2026
    SLGL · Sol-Gel Technologies Ltd
    Opaleye Management Inc.
    16.49% · 540,000 shSEC
  • PassiveAmendment 5Below 5%
    Nov 6, 2026
    CDXS · Codexis, Inc.
    Opaleye Management Inc.
    2.37% · 2,590,000 shSEC
  • PassiveAmendment 1
    Nov 6, 2026
    GOSS · Gossamer Bio, Inc.
    Opaleye Management Inc.
    6.98% · 426,989 shSEC
  • PassiveAmendment 3Below 5%
    Nov 6, 2026
    QTTB · Q32 Bio Inc.
    Opaleye Management Inc.
    3.76% · 1,120,000 shSEC
  • PassiveAmendment 10
    Nov 6, 2026
    HROW · Harrow, Inc.
    Opaleye Management Inc.
    5.62% · 2,105,000 shSEC
  • PassiveNew
    Nov 6, 2026
    EWAV · East West Ave Acquisition Corp.
    Karpus Management, Inc.
    16.97% · 1,766,134 shSEC
  • PassiveAmendment 5
    Nov 6, 2026
    CCIF · Carlyle Credit Income Fund
    Eagle Point Credit Management LLC
    11.7% · 143,052 shSEC
  • PassiveAmendment 1Below 5%
    Nov 6, 2026
    EIC · Eagle Point Income Co
    Karpus Management, Inc.
    1.25% · 19,000 shSEC
  • PassiveAmendment 3
    Nov 6, 2026
    CHAR · Charlton Aria Acquisition Corp
    Karpus Management, Inc.
    26.31% · 1,378,327 shSEC
  • PassiveAmendment 1
    Nov 6, 2026
    JELD · Jeld-Wen Holding Inc
    Barclays PLC
    6.86% · 5,958,133 shSEC
  • PassiveNew
    Nov 6, 2026
    CNNE · Cannae Holdings Inc
    Barclays PLC
    6.99% · 3,034,244 shSEC
  • PassiveNew
    Nov 6, 2026
    BH-A · Biglari Holdings Inc-B
    Barclays PLC
    5.15% · 108,962 shSEC
  • PassiveNew
    Nov 6, 2026
    DAAQ · Digital Asset Acquisiti-Cl A
    Barclays PLC
    5.02% · 866,502 shSEC
  • PassiveAmendment 4
    Nov 6, 2026
    D · Dominion Energy, Inc.
    Capital Research Global Investors
    10% · 88,343,272 shSEC
  • PassiveNew
    Nov 6, 2026
    NFE · New Fortress Energy Inc
    Barclays PLC
    6.04% · 986,449 shSEC
  • PassiveAmendment 1Below 5%
    Nov 6, 2026
    TEM · Tempus AI, Inc.
    ARK Investment Management LLC
    4.91% · 8,607,836 shSEC
  • ActivistAmendment 15
    Nov 6, 2026
    AMG BBH Asset-Backed Credit Fund, LLC
    Brown Brothers Harriman & Co
    70.74% · 4,405,168 shSEC
  • PassiveNew
    Nov 6, 2026
    IOND · Ionic Digital Inc.
    ATTESTOR Ltd
    9.7% · 4,467,811 shSEC
  • PassiveNew
    Nov 6, 2026
    WGS · GeneDx Holdings Corp.
    William Blair Investment Management, Llc
    5.2% · 1,560,247 shSEC
  • PassiveAmendment 3Below 5%
    Nov 6, 2026
    BWIN · Baldwin Insurance Group, Inc.
    William Blair Investment Management, Llc
    0% · 0 shSEC
  • PassiveAmendment 1Below 5%
    Nov 6, 2026
    MODD · Modular Medical, Inc.
    Pathfinder Asset Management Ltd
    4.2% · 399,775 shSEC
  • PassiveAmendment 2
    Nov 6, 2026
    WBI · Waterbridge Infrastruc-Cl A
    T. Rowe Price Investment Management, Inc.
    10.2% · 5,663,206 shSEC
  • PassiveAmendment 3
    Nov 6, 2026
    PCVX · Vaxcyte Inc
    T. Rowe Price Investment Management, Inc.
    11.6% · 18,136,166 shSEC
  • PassiveAmendment 1
    Nov 6, 2026
    XENE · Xenon Pharmaceuticals Inc
    T. Rowe Price Investment Management, Inc.
    10.3% · 9,996,124 shSEC
  • PassiveAmendment 2
    Nov 6, 2026
    MSGS · Madison Square Garden Sports Corp
    T. Rowe Price Investment Management, Inc.
    14.1% · 2,762,693 shSEC
  • PassiveNew
    Nov 6, 2026
    MSGR · Msg Rangers Corp
    T. Rowe Price Investment Management, Inc.
    14.2% · 1,398,611 shSEC
  • PassiveAmendment 6
    Nov 6, 2026
    CABA · Cabaletta Bio Inc
    T. Rowe Price Investment Management, Inc.
    13.1% · 28,138,417 shSEC
  • PassiveAmendment 2
    Nov 6, 2026
    FSV · FirstService Corp
    Orbis Investment Management Ltd
    7.7% · 3,370,932 shSEC
  • PassiveAmendment 1
    Nov 6, 2026
    WBI · Waterbridge Infrastruc-Cl A
    T. Rowe Price Investment Management, Inc.
    9.5% · 5,294,669 shSEC
  • PassiveAmendment 5
    Nov 6, 2026
    CABA · Cabaletta Bio Inc
    T. Rowe Price Investment Management, Inc.
    8% · 17,250,098 shSEC
  • PassiveAmendment 2
    Nov 6, 2026
    PCVX · Vaxcyte Inc
    T. Rowe Price Investment Management, Inc.
    9.6% · 14,312,368 shSEC
  • PassiveNew
    Nov 6, 2026
    XENE · Xenon Pharmaceuticals Inc
    T. Rowe Price Investment Management, Inc.
    8.2% · 7,905,757 shSEC
  • PassiveAmendment 1
    Nov 6, 2026
    MSGS · Madison Square Garden Sports Corp
    T. Rowe Price Investment Management, Inc.
    9.7% · 1,896,836 shSEC
  • PassiveAmendment 9
    Nov 6, 2026
    RXO · RXO, Inc.
    Orbis Investment Management Limited
    13.8% · 22,773,348 shSEC
  • PassiveAmendment 4Below 5%
    Nov 6, 2026
    SGRY · Surgery Partners, Inc.
    JANUS HENDERSON GROUP Ltd.
    4.9% · 6,421,539 shSEC
  • PassiveNew
    Nov 6, 2026
    First Trust Exchange-Traded Fund IV
    First Trust Portfolios L.P.
    49.78% · 99,565 shSEC
  • PassiveNew
    Nov 6, 2026
    First Trust Exchange-Traded Fund IV
    First Trust Portfolios L.P.
    42.81% · 96,318 shSEC
  • PassiveNew
    Nov 6, 2026
    First Trust Exchange-Traded Fund IV
    First Trust Portfolios L.P.
    58.34% · 102,090 shSEC
  • PassiveNew
    Nov 6, 2026
    First Trust Exchange-Traded Fund IV
    First Trust Portfolios L.P.
    50.5% · 101,008 shSEC
  • PassiveNew
    Nov 6, 2026
    First Trust Exchange-Traded Fund IV
    First Trust Portfolios L.P.
    84.12% · 105,156 shSEC
  • PassiveNew
    Nov 6, 2026
    First Trust Exchange-Traded Fund IV
    First Trust Portfolios L.P.
    67.1% · 100,647 shSEC
  • PassiveNew
    Nov 6, 2026
    First Trust Exchange-Traded Fund IV
    First Trust Portfolios L.P.
    85.13% · 106,419 shSEC
  • PassiveNew
    Nov 6, 2026
    First Trust Exchange-Traded Fund IV
    First Trust Portfolios L.P.
    60.81% · 106,419 shSEC
  • PassiveNew
    Nov 6, 2026
    First Trust Exchange-Traded Fund IV
    First Trust Portfolios L.P.
    65.65% · 98,483 shSEC