Activist & passive stakes

Investors crossing the 5% ownership line, from SEC Schedule 13D (activist) and 13G (passive) filings. Newest first.

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Filing

Stake type

Min % owned

All filings, new and amended.1–4 of 4

PassiveNew
Nov 6, 2026
Alger Russell Innovation ETF
Alger Associates, Inc. 13-3017981
24.9% · 99,482 shSEC
PassiveAmendment 7
Nov 5, 2026
TSI · TCW Strategic Income Fund, Inc.
Sit Investment Associates Inc
37.7% · 24,026,295 shSEC
PassiveAmendment 4
Nov 5, 2026
FINS · Angel Oak Financial Strategies Income Term Trust
Sit Investment Associates Inc
33.9% · 11,323,734 shSEC
PassiveAmendment 4
Nov 2, 2026
NMCO · Nuveen Municipal Credit Opportunities Fund
JPMorgan Chase Bank, National Association
24.5% · 990 shSEC

Filing	Symbol	Holder	% Owned	Shares	Filed	SEC filing
PassiveNew	—	Alger Associates, Inc. 13-3017981 in Alger Russell Innovation ETF	24.9%	99,482	Nov 6, 2026	SEC
PassiveAmendment 7	TSI	Sit Investment Associates Inc in TCW Strategic Income Fund, Inc.	37.7%	24,026,295	Nov 5, 2026	SEC
PassiveAmendment 4	FINS	Sit Investment Associates Inc in Angel Oak Financial Strategies Income Term Trust	33.9%	11,323,734	Nov 5, 2026	SEC
PassiveAmendment 4	NMCO	JPMorgan Chase Bank, National Association in Nuveen Municipal Credit Opportunities Fund	24.5%	990	Nov 2, 2026	SEC