Market RodeoMarket Rodeo
Log inSign up

Activist & passive stakes

Investors crossing the 5% ownership line, from SEC Schedule 13D (activist) and 13G (passive) filings. Newest first.

Showing the last 10 days.Sign up free for 90 days
Filing
NewAmendmentsAll
Stake type
ActivistPassive
Min % owned
≥10%≥20%
Clear all
All filings, new and amended.1–11 of 11
  • ActivistAmendment 1
    Nov 13, 2026
    NYLIM MacKay Muni Income Opportunities Fund
    NYLIM Capital LLC
    80.6% · 5,438,663 shSEC
  • PassiveAmendment 5
    Nov 13, 2026
    Invesco Real Estate Income Trust Inc.
    First Trust Capital Management L.P.
    46.65% · 1,814,270 shSEC
  • PassiveNew
    Nov 13, 2026
    XAI CLO & Income Opportunities Fund
    Wells Fargo & Company
    43.6% · 826,345 shSEC
  • ActivistAmendment 33
    Nov 10, 2026
    HERZ · Herzfeld Credit Income Fund, Inc.
    Erik M. Herzfeld, et al.
    31.83% · 611,527 shSEC
  • ActivistAmendment 40
    Nov 10, 2026
    HERZ · Herzfeld Credit Income Fund, Inc.
    Thomas J. Herzfeld, et al.
    38.16% · 733,098 shSEC
  • ActivistNew
    Nov 5, 2026
    Third Point Private Capital Income Fund
    Third Point LLC
    100% · 161,000 shSEC
  • PassiveAmendment 7
    Nov 5, 2026
    TSI · TCW Strategic Income Fund, Inc.
    Sit Investment Associates Inc
    37.7% · 24,026,295 shSEC
  • PassiveAmendment 4
    Nov 5, 2026
    FINS · Angel Oak Financial Strategies Income Term Trust
    Sit Investment Associates Inc
    33.9% · 11,323,734 shSEC
  • PassiveAmendment 6
    Nov 4, 2026
    iShares iBonds 2033 Term High Yield and Income ETF
    BlackRock Portfolio Management LLC
    50% · 400,000 shSEC
  • PassiveAmendment 5
    Nov 4, 2026
    iShares Nasdaq Premium Income Active ETF
    BlackRock Portfolio Management LLC
    25.1% · 200,656 shSEC
  • ActivistAmendment 4
    Nov 4, 2026
    Clarion Partners Real Estate Income Fund Inc.
    Franklin Templeton, Inc.
    48.2% · 93,329 shSEC