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Activist & passive stakes

Investors crossing the 5% ownership line, from SEC Schedule 13D (activist) and 13G (passive) filings. Newest first.

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Filing
NewAmendmentsAll
Stake type
ActivistPassive
Min % owned
≥10%≥20%
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All filings, new and amended.1–7 of 7
  • PassiveNew
    Nov 6, 2026
    Alger Russell Innovation ETF
    Alger Associates, Inc. 13-3017981
    24.9% · 99,482 shSEC
  • PassiveNew
    Nov 6, 2026
    PACB · Pacific Biosciences Of Calif
    T. Rowe Price Associates, Inc.
    10.8% · 33,445,993 shSEC
  • PassiveAmendment 4
    Nov 5, 2026
    WEA · Western Asset Premier Bond Fund
    Sit Investment Associates Inc
    10.7% · 1,265,260 shSEC
  • PassiveAmendment 7
    Nov 5, 2026
    TSI · TCW Strategic Income Fund, Inc.
    Sit Investment Associates Inc
    37.7% · 24,026,295 shSEC
  • PassiveAmendment 1
    Nov 5, 2026
    JHI · John Hancock Investors Trust
    Sit Investment Associates Inc
    10.2% · 889,068 shSEC
  • PassiveAmendment 4
    Nov 5, 2026
    FINS · Angel Oak Financial Strategies Income Term Trust
    Sit Investment Associates Inc
    33.9% · 11,323,734 shSEC
  • PassiveAmendment 4
    Nov 2, 2026
    NMCO · Nuveen Municipal Credit Opportunities Fund
    JPMorgan Chase Bank, National Association
    24.5% · 990 shSEC