Activist & passive stakes
Investors crossing the 5% ownership line, from SEC Schedule 13D (activist) and 13G (passive) filings. Newest first.
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All filings, new and amended.1–22 of 22
- PassiveAmendment 4Nov 13, 2026Karpus Management, Inc.18.37% · 227,741 shSEC
- PassiveAmendment 1Nov 13, 2026Karpus Management, Inc.19.9% · 238,845 shSEC
- ActivistAmendment 1Nov 13, 2026NYLIM MacKay Muni Income Opportunities FundNYLIM Capital LLC80.6% · 5,438,663 shSEC
- ActivistAmendment 7Nov 13, 2026Encompass Capital Advisors LLC19.99% · 73,791,697 shSEC
- PassiveAmendment 5Nov 13, 2026Invesco Real Estate Income Trust Inc.First Trust Capital Management L.P.46.65% · 1,814,270 shSEC
- PassiveNewNov 13, 2026XAI CLO & Income Opportunities FundWells Fargo & Company43.6% · 826,345 shSEC
- PassiveAmendment 6Nov 12, 2026Dodge & Cox12.3% · 61,430,997 shSEC
- ActivistAmendment 33Nov 10, 2026Erik M. Herzfeld, et al.31.83% · 611,527 shSEC
- ActivistAmendment 40Nov 10, 2026Thomas J. Herzfeld, et al.38.16% · 733,098 shSEC
- ActivistAmendment 1Nov 10, 2026Core University Living Real Estate Income TrustCS RE Holdings, LLC19.1% · 2,625,661 shSEC
- PassiveAmendment 4Nov 7, 2026Morgan Stanley10.1% · 6,182,834 shSEC
- PassiveAmendment 5Nov 6, 2026Eagle Point Credit Management LLC11.7% · 143,052 shSEC
- PassiveAmendment 18Nov 6, 2026Primecap Management Co/Ca/13.29% · 9,879,855 shSEC
- ActivistAmendment 7Nov 6, 2026Saba Capital Management, L.P.13.48% · 1,821,810 shSEC
- ActivistNewNov 5, 2026Third Point Private Capital Income FundThird Point LLC100% · 161,000 shSEC
- PassiveAmendment 4Nov 5, 2026Fmr Llc13.3% · 66,242,260 shSEC
- PassiveAmendment 7Nov 5, 2026Sit Investment Associates Inc37.7% · 24,026,295 shSEC
- PassiveAmendment 1Nov 5, 2026Sit Investment Associates Inc10.2% · 889,068 shSEC
- PassiveAmendment 4Nov 5, 2026Sit Investment Associates Inc33.9% · 11,323,734 shSEC
- PassiveAmendment 6Nov 4, 2026iShares iBonds 2033 Term High Yield and Income ETFBlackRock Portfolio Management LLC50% · 400,000 shSEC
- PassiveAmendment 5Nov 4, 2026iShares Nasdaq Premium Income Active ETFBlackRock Portfolio Management LLC25.1% · 200,656 shSEC
- ActivistAmendment 4Nov 4, 2026Clarion Partners Real Estate Income Fund Inc.Franklin Templeton, Inc.48.2% · 93,329 shSEC
| Filing | Symbol | Holder | % Owned | Shares | Filed | SEC filing |
|---|---|---|---|---|---|---|
PassiveAmendment 4 | EIIA | Karpus Management, Inc. in Eagle Point Institutional Income Fund | 18.37% | 227,741 | Nov 13, 2026 | SEC |
PassiveAmendment 1 | CCIF | Karpus Management, Inc. in Carlyle Credit Income Fund | 19.9% | 238,845 | Nov 13, 2026 | SEC |
ActivistAmendment 1 | — | NYLIM Capital LLC in NYLIM MacKay Muni Income Opportunities Fund | 80.6% | 5,438,663 | Nov 13, 2026 | SEC |
ActivistAmendment 7 | TE | Encompass Capital Advisors LLC in T1 Energy Inc. | 19.99% | 73,791,697 | Nov 13, 2026 | SEC |
PassiveAmendment 5 | — | First Trust Capital Management L.P. in Invesco Real Estate Income Trust Inc. | 46.65% | 1,814,270 | Nov 13, 2026 | SEC |
PassiveNew | — | Wells Fargo & Company in XAI CLO & Income Opportunities Fund | 43.6% | 826,345 | Nov 13, 2026 | SEC |
PassiveAmendment 6 | ELAN | Dodge & Cox in Elanco Animal Health Incorporated | 12.3% | 61,430,997 | Nov 12, 2026 | SEC |
ActivistAmendment 33 | HERZ | Erik M. Herzfeld, et al. in Herzfeld Credit Income Fund, Inc. | 31.83% | 611,527 | Nov 10, 2026 | SEC |
ActivistAmendment 40 | HERZ | Thomas J. Herzfeld, et al. in Herzfeld Credit Income Fund, Inc. | 38.16% | 733,098 | Nov 10, 2026 | SEC |
ActivistAmendment 1 | — | CS RE Holdings, LLC in Core University Living Real Estate Income Trust | 19.1% | 2,625,661 | Nov 10, 2026 | SEC |
PassiveAmendment 4 | WIW | Morgan Stanley in Western Asset Inflation-Linked Opportunities & Income Fund | 10.1% | 6,182,834 | Nov 7, 2026 | SEC |
PassiveAmendment 5 | CCIF | Eagle Point Credit Management LLC in Carlyle Credit Income Fund | 11.7% | 143,052 | Nov 6, 2026 | SEC |
PassiveAmendment 18 | XNCR | Primecap Management Co/Ca/ in Xencor Inc | 13.29% | 9,879,855 | Nov 6, 2026 | SEC |
ActivistAmendment 7 | ECF | Saba Capital Management, L.P. in Ellsworth Growth and Income Fund Ltd. | 13.48% | 1,821,810 | Nov 6, 2026 | SEC |
ActivistNew | — | Third Point LLC in Third Point Private Capital Income Fund | 100% | 161,000 | Nov 5, 2026 | SEC |
PassiveAmendment 4 | ELAN | Fmr Llc in Elanco Animal Health Inc | 13.3% | 66,242,260 | Nov 5, 2026 | SEC |
PassiveAmendment 7 | TSI | Sit Investment Associates Inc in TCW Strategic Income Fund, Inc. | 37.7% | 24,026,295 | Nov 5, 2026 | SEC |
PassiveAmendment 1 | JHI | Sit Investment Associates Inc in John Hancock Investors Trust | 10.2% | 889,068 | Nov 5, 2026 | SEC |
PassiveAmendment 4 | FINS | Sit Investment Associates Inc in Angel Oak Financial Strategies Income Term Trust | 33.9% | 11,323,734 | Nov 5, 2026 | SEC |
PassiveAmendment 6 | — | BlackRock Portfolio Management LLC in iShares iBonds 2033 Term High Yield and Income ETF | 50% | 400,000 | Nov 4, 2026 | SEC |
PassiveAmendment 5 | — | BlackRock Portfolio Management LLC in iShares Nasdaq Premium Income Active ETF | 25.1% | 200,656 | Nov 4, 2026 | SEC |
ActivistAmendment 4 | — | Franklin Templeton, Inc. in Clarion Partners Real Estate Income Fund Inc. | 48.2% | 93,329 | Nov 4, 2026 | SEC |