Activist & passive stakes
Investors crossing the 5% ownership line, from SEC Schedule 13D (activist) and 13G (passive) filings. Newest first.
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All filings, new and amended.1–37 of 37
- PassiveAmendment 2Nov 14, 2026Silver Point Private Credit FundPartners Capital Holdings, LLP34.7% · 7,478,648 shSEC
- ActivistAmendment 5Nov 13, 2026Audax Private Credit Fund, LLCAudax Private Credit Business, LP30.7% · 8,085,744 shSEC
- PassiveAmendment 3Nov 13, 2026Karpus Management, Inc.25.79% · 355,963 shSEC
- PassiveAmendment 10Nov 13, 2026Karpus Management, Inc.17.58% · 362,114 shSEC
- PassiveAmendment 10Nov 13, 2026Karpus Management, Inc.12.54% · 258,255 shSEC
- PassiveAmendment 1Nov 13, 2026Karpus Management, Inc.19.9% · 238,845 shSEC
- PassiveAmendment 6Nov 13, 2026Neuberger Berman Group LLC15.4% · 7,540,326 shSEC
- PassiveAmendment 4Nov 13, 2026Audax Private Credit Fund, LLCFirst Trust Capital Management L.P.12.65% · 3,117,986 shSEC
- PassiveAmendment 14Nov 13, 2026ARK Investment Management LLC10.4% · 10,056,844 shSEC
- PassiveAmendment 6Nov 13, 2026DNB Asset Management AS12.2% · 5,998,901 shSEC
- PassiveAmendment 3Nov 13, 2026Lord Abbett Private Credit Fund SLord, Abbett & Co. LLC60.42% · 5,551,417 shSEC
- PassiveAmendment 6Nov 13, 2026Lord Abbett Private Credit FundLord Abbett & Co. LLC62.34% · 21,812,695 shSEC
- ActivistNewNov 12, 2026Owl Creek Asset Management, L.P.15.7% · 3,865,355 shSEC
- PassiveAmendment 5Nov 12, 2026Ashish Arora32.67% · 25,672,891 shSEC
- PassiveAmendment 1Nov 11, 2026Neuberger Asset-Based Credit FundNeuberger Berman Group LLC80.7% · 9,779,272 shSEC
- ActivistAmendment 33Nov 10, 2026Erik M. Herzfeld, et al.31.83% · 611,527 shSEC
- ActivistAmendment 40Nov 10, 2026Thomas J. Herzfeld, et al.38.16% · 733,098 shSEC
- ActivistAmendment 6Nov 10, 2026Bank Of America Corp /De/50.7% · 2,050 shSEC
- ActivistAmendment 11Nov 9, 2026Ma Kevin Xiaofeng19.2% · 25,160,508 shSEC
- PassiveAmendment 2Nov 9, 2026Diameter Dynamic Credit FundAbu Dhabi Pension Fund18.68% · 10,057,212 shSEC
- ActivistAmendment 1Nov 6, 2026Opko Health, Inc.29.6% · 5,692,916 shSEC
- PassiveAmendment 2Nov 6, 2026CION Ares Diversified Credit FundSun Life Assurance Co of Canada12.6% · 118,000,000 shSEC
- PassiveAmendment 2Nov 6, 2026CION Ares Diversified Credit FundSun Life Assurance Co of Canada12.6% · 118,000,000 shSEC
- PassiveAmendment 2Nov 6, 2026Argon Holdco LLC10.6% · 47,462,123 shSEC
- PassiveAmendment 6Nov 6, 2026Eagle Point Credit Management LLC23.3% · 321,304 shSEC
- PassiveAmendment 5Nov 6, 2026Eagle Point Credit Management LLC11.7% · 143,052 shSEC
- ActivistAmendment 15Nov 6, 2026AMG BBH Asset-Backed Credit Fund, LLCBrown Brothers Harriman & Co70.74% · 4,405,168 shSEC
- PassiveNewNov 6, 2026First Trust Portfolios L.P.17.25% · 2,383,661 shSEC
- PassiveAmendment 1Nov 6, 2026Fmr Llc13.5% · 6,348,618 shSEC
- PassiveAmendment 18Nov 6, 2026Primecap Management Co/Ca/13.29% · 9,879,855 shSEC
- PassiveNewNov 5, 2026AB Tax-Aware Credit Opportunities FundAlliancebernstein L.P.100% · 6,605,004 shSEC
- PassiveNewNov 5, 2026AB Tax-Aware Credit Opportunities FundAlliancebernstein L.P.100% · 5,004 shSEC
- PassiveAmendment 1Nov 5, 2026CNL Strategic Residential Credit, Inc.CNL Residential Credit Manager, LLC18.8151% · 306,101 shSEC
- PassiveAmendment 2Nov 5, 2026Fmr Llc13.8% · 11,012,106 shSEC
- PassiveAmendment 7Nov 5, 2026Fmr Llc15% · 32,089,434 shSEC
- PassiveAmendment 3Nov 5, 2026Fmr Llc12.4% · 5,922,755 shSEC
- ActivistAmendment 1Nov 5, 2026Southern Cross Acquisition II Sponsor Corp.25.53% · 2,701,677 shSEC
| Filing | Symbol | Holder | % Owned | Shares | Filed | SEC filing |
|---|---|---|---|---|---|---|
PassiveAmendment 2 | — | Partners Capital Holdings, LLP in Silver Point Private Credit Fund | 34.7% | 7,478,648 | Nov 14, 2026 | SEC |
ActivistAmendment 5 | — | Audax Private Credit Business, LP in Audax Private Credit Fund, LLC | 30.7% | 8,085,744 | Nov 13, 2026 | SEC |
PassiveAmendment 3 | PDCC | Karpus Management, Inc. in Pearl Diver Credit Co Inc. | 25.79% | 355,963 | Nov 13, 2026 | SEC |
PassiveAmendment 10 | OCCI | Karpus Management, Inc. in OFS Credit Company, Inc. | 17.58% | 362,114 | Nov 13, 2026 | SEC |
PassiveAmendment 10 | OCCI | Karpus Management, Inc. in OFS Credit Company, Inc. | 12.54% | 258,255 | Nov 13, 2026 | SEC |
PassiveAmendment 1 | CCIF | Karpus Management, Inc. in Carlyle Credit Income Fund | 19.9% | 238,845 | Nov 13, 2026 | SEC |
PassiveAmendment 6 | CRTO | Neuberger Berman Group LLC in Criteo S.A. | 15.4% | 7,540,326 | Nov 13, 2026 | SEC |
PassiveAmendment 4 | — | First Trust Capital Management L.P. in Audax Private Credit Fund, LLC | 12.65% | 3,117,986 | Nov 13, 2026 | SEC |
PassiveAmendment 14 | CRSP | ARK Investment Management LLC in CRISPR Therapeutics AG | 10.4% | 10,056,844 | Nov 13, 2026 | SEC |
PassiveAmendment 6 | CRTO | DNB Asset Management AS in Criteo S.A. | 12.2% | 5,998,901 | Nov 13, 2026 | SEC |
PassiveAmendment 3 | — | Lord, Abbett & Co. LLC in Lord Abbett Private Credit Fund S | 60.42% | 5,551,417 | Nov 13, 2026 | SEC |
PassiveAmendment 6 | — | Lord Abbett & Co. LLC in Lord Abbett Private Credit Fund | 62.34% | 21,812,695 | Nov 13, 2026 | SEC |
ActivistNew | PYYX | Owl Creek Asset Management, L.P. in Pyxus International, Inc. | 15.7% | 3,865,355 | Nov 12, 2026 | SEC |
PassiveAmendment 5 | CRCT | Ashish Arora in Cricut, Inc. | 32.67% | 25,672,891 | Nov 12, 2026 | SEC |
PassiveAmendment 1 | — | Neuberger Berman Group LLC in Neuberger Asset-Based Credit Fund | 80.7% | 9,779,272 | Nov 11, 2026 | SEC |
ActivistAmendment 33 | HERZ | Erik M. Herzfeld, et al. in Herzfeld Credit Income Fund, Inc. | 31.83% | 611,527 | Nov 10, 2026 | SEC |
ActivistAmendment 40 | HERZ | Thomas J. Herzfeld, et al. in Herzfeld Credit Income Fund, Inc. | 38.16% | 733,098 | Nov 10, 2026 | SEC |
ActivistAmendment 6 | NMCO | Bank Of America Corp /De/ in Nuveen Municipal Credit Opportunities Fund | 50.7% | 2,050 | Nov 10, 2026 | SEC |
ActivistAmendment 11 | AACG | Ma Kevin Xiaofeng in ATA Creativity Global | 19.2% | 25,160,508 | Nov 9, 2026 | SEC |
PassiveAmendment 2 | — | Abu Dhabi Pension Fund in Diameter Dynamic Credit Fund | 18.68% | 10,057,212 | Nov 9, 2026 | SEC |
ActivistAmendment 1 | COCP | Opko Health, Inc. in Cocrystal Pharma, Inc. | 29.6% | 5,692,916 | Nov 6, 2026 | SEC |
PassiveAmendment 2 | — | Sun Life Assurance Co of Canada in CION Ares Diversified Credit Fund | 12.6% | 118,000,000 | Nov 6, 2026 | SEC |
PassiveAmendment 2 | — | Sun Life Assurance Co of Canada in CION Ares Diversified Credit Fund | 12.6% | 118,000,000 | Nov 6, 2026 | SEC |
PassiveAmendment 2 | CRBG | Argon Holdco LLC in Corebridge Financial, Inc. | 10.6% | 47,462,123 | Nov 6, 2026 | SEC |
PassiveAmendment 6 | PDCC | Eagle Point Credit Management LLC in Pearl Diver Credit Company Inc. | 23.3% | 321,304 | Nov 6, 2026 | SEC |
PassiveAmendment 5 | CCIF | Eagle Point Credit Management LLC in Carlyle Credit Income Fund | 11.7% | 143,052 | Nov 6, 2026 | SEC |
ActivistAmendment 15 | — | Brown Brothers Harriman & Co in AMG BBH Asset-Backed Credit Fund, LLC | 70.74% | 4,405,168 | Nov 6, 2026 | SEC |
PassiveNew | DHY | First Trust Portfolios L.P. in UBS Asset Management High Yield Credit Fund | 17.25% | 2,383,661 | Nov 6, 2026 | SEC |
PassiveAmendment 1 | MAMA | Fmr Llc in Mama'S Creations Inc | 13.5% | 6,348,618 | Nov 6, 2026 | SEC |
PassiveAmendment 18 | XNCR | Primecap Management Co/Ca/ in Xencor Inc | 13.29% | 9,879,855 | Nov 6, 2026 | SEC |
PassiveNew | — | Alliancebernstein L.P. in AB Tax-Aware Credit Opportunities Fund | 100% | 6,605,004 | Nov 5, 2026 | SEC |
PassiveNew | — | Alliancebernstein L.P. in AB Tax-Aware Credit Opportunities Fund | 100% | 5,004 | Nov 5, 2026 | SEC |
PassiveAmendment 1 | — | CNL Residential Credit Manager, LLC in CNL Strategic Residential Credit, Inc. | 18.8151% | 306,101 | Nov 5, 2026 | SEC |
PassiveAmendment 2 | VSXY | Fmr Llc in Victoria'S Secret & Co | 13.8% | 11,012,106 | Nov 5, 2026 | SEC |
PassiveAmendment 7 | GPCR | Fmr Llc in Structure Therapeutics Inc | 15% | 32,089,434 | Nov 5, 2026 | SEC |
PassiveAmendment 3 | CRL | Fmr Llc in Charles River Laboratories International, Inc. | 12.4% | 5,922,755 | Nov 5, 2026 | SEC |
ActivistAmendment 1 | SCAT | Southern Cross Acquisition II Sponsor Corp. in Southern Cross Acquisition II Corp. | 25.53% | 2,701,677 | Nov 5, 2026 | SEC |